Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 54.
61. lappuse
... . - Preferably with one check ( given or received ) . For both listed and OTC trades . For trades with other brokers , banks and financial institutions . 98-978 O - 73-5 PCSE NCC WHAT IS THE ONE AGENCY APPROACH ? CCS 61.
... . - Preferably with one check ( given or received ) . For both listed and OTC trades . For trades with other brokers , banks and financial institutions . 98-978 O - 73-5 PCSE NCC WHAT IS THE ONE AGENCY APPROACH ? CCS 61.
70. lappuse
... PCC approach : Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . ONE Check System - Set of procedures CONSIDERABLE PROGRESS TO DATE National Coordinating Group for Depositories - 70.
... PCC approach : Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . ONE Check System - Set of procedures CONSIDERABLE PROGRESS TO DATE National Coordinating Group for Depositories - 70.
77. lappuse
... approach : • Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . - Check ONE System -- Set of procedures • • • CONSIDERABLE PROGRESS TO DATE National Coordinating Group 70.
... approach : • Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . - Check ONE System -- Set of procedures • • • CONSIDERABLE PROGRESS TO DATE National Coordinating Group 70.
77. lappuse
... PCC approach : Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . - Check ONE - System Set of procedures CONSIDERABLE PROGRESS TO DATE • • • • National Coordinating 70.
... PCC approach : Money balances for ALL trades ( listed and OTC ; broker and institution ) settled with one entity , PCC . - Check ONE - System Set of procedures CONSIDERABLE PROGRESS TO DATE • • • • National Coordinating 70.
119. lappuse
... check the physical receipts against the omnibus update account which was transmitted earlier that day . It will also enable the certificates to be used in that night's allocation . MONEY SETTLEMENT At the conclusion of the daily ...
... check the physical receipts against the omnibus update account which was transmitted earlier that day . It will also enable the certificates to be used in that night's allocation . MONEY SETTLEMENT At the conclusion of the daily ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange