Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1. lappuse
... certificate processing which are now emerging . Let me say a few words about each of these objectives . The paperwork ... certificates were lost , all in this rising tide of paper . Firms lost control of their records , and over 100 ...
... certificate processing which are now emerging . Let me say a few words about each of these objectives . The paperwork ... certificates were lost , all in this rising tide of paper . Firms lost control of their records , and over 100 ...
4. lappuse
... certificates , or which otherwise permits or facilitates the settlement of securities transactions or the 24 hypothecation or lending of securities without physical deliv- 23 25 ery of securities certificates . The term ' clearing ...
... certificates , or which otherwise permits or facilitates the settlement of securities transactions or the 24 hypothecation or lending of securities without physical deliv- 23 25 ery of securities certificates . The term ' clearing ...
44. lappuse
... certificates by the participants . Transfer agents transfer certificates from the name of the seller into the name of the buyer . At present , these functions are uncoordinated . Each of the major exchanges and the NASD has a separate ...
... certificates by the participants . Transfer agents transfer certificates from the name of the seller into the name of the buyer . At present , these functions are uncoordinated . Each of the major exchanges and the NASD has a separate ...
61. lappuse
... CERTIFICATE HANDLING area , the needs are : To eliminate the physical receipt and delivery of certificates . Preferably working through one depository entity with all securities immobilized therein . Reducing securities movement ...
... CERTIFICATE HANDLING area , the needs are : To eliminate the physical receipt and delivery of certificates . Preferably working through one depository entity with all securities immobilized therein . Reducing securities movement ...
64. lappuse
... CERTIFICATE HANDLING area , using the NCC approach , receipt and delivery of certificates would be handled : For listed , by book - entry via PSD ( interfaced with CCS and MSE ) . For OTC securities ( broker broker ) , with NCC . For ...
... CERTIFICATE HANDLING area , using the NCC approach , receipt and delivery of certificates would be handled : For listed , by book - entry via PSD ( interfaced with CCS and MSE ) . For OTC securities ( broker broker ) , with NCC . For ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange