Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1. lappuse
... bill concerning the regulation of the clearance and settlement of secu- rities transactions . This bill is similar to S. 3876 which the Senate unanimously passed last year and upon which the House acted , but in a slightly different ...
... bill concerning the regulation of the clearance and settlement of secu- rities transactions . This bill is similar to S. 3876 which the Senate unanimously passed last year and upon which the House acted , but in a slightly different ...
2. lappuse
... bill's second objective , a leading financial reporter has written : A labyrinthine and arcane , but intense and often chaotic battle has quietly developed among the Big Board , the regional exchanges , the NASD , the New York banks ...
... bill's second objective , a leading financial reporter has written : A labyrinthine and arcane , but intense and often chaotic battle has quietly developed among the Big Board , the regional exchanges , the NASD , the New York banks ...
3. lappuse
... bill , which was read twice and referred to the Committee on Banking , Housing and Urban Affairs A BILL To amend the Securities Exchange Act of 1934 to provide for the regulation of clearing agencies and transfer agents , and for other ...
... bill , which was read twice and referred to the Committee on Banking , Housing and Urban Affairs A BILL To amend the Securities Exchange Act of 1934 to provide for the regulation of clearing agencies and transfer agents , and for other ...
34. lappuse
... bill " To amend the Securities Exchange Act of 1934 to provide for the regulation of clearing agencies and transfer agents , and for other purposes . The bill is substantially similar to S. 3876 which was passed unanimously by the ...
... bill " To amend the Securities Exchange Act of 1934 to provide for the regulation of clearing agencies and transfer agents , and for other purposes . The bill is substantially similar to S. 3876 which was passed unanimously by the ...
40. lappuse
... bill is substantially similar to S. 3876 , which you introduced in the 92nd Congress and which was passed by the ... bill as they apply to banks . We believe that the supervisory agencies , including the Comptroller of the Currency , are ...
... bill is substantially similar to S. 3876 , which you introduced in the 92nd Congress and which was passed by the ... bill as they apply to banks . We believe that the supervisory agencies , including the Comptroller of the Currency , are ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange