Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 85.
2. lappuse
... believe competition in the area of securities processing is healthy , and this legislation does not decree its premature demise . However , the loser in the industry's current round of infighting is not only the investor who must put up ...
... believe competition in the area of securities processing is healthy , and this legislation does not decree its premature demise . However , the loser in the industry's current round of infighting is not only the investor who must put up ...
37. lappuse
... believe that the public acceptability of bank clear- ing agencies ( depositories ) -- which is vital to success of the entire program -- will be enhanced by providing for the concurrence of the appropriate bank supervisory agency prior ...
... believe that the public acceptability of bank clear- ing agencies ( depositories ) -- which is vital to success of the entire program -- will be enhanced by providing for the concurrence of the appropriate bank supervisory agency prior ...
40. lappuse
... believe that the supervisory agencies , including the Comptroller of the Currency , are particularly capable of administering the provisions of the bill and the Comptroller of the Currency is willing to do so with respect to national ...
... believe that the supervisory agencies , including the Comptroller of the Currency , are particularly capable of administering the provisions of the bill and the Comptroller of the Currency is willing to do so with respect to national ...
41. lappuse
... believe that it is highly desirable that national banks be permitted to own an interest in depositories or clearing agencies which they utilize . Accordingly , we suggest the following statutory language as part of S. 2058 : Sec ...
... believe that it is highly desirable that national banks be permitted to own an interest in depositories or clearing agencies which they utilize . Accordingly , we suggest the following statutory language as part of S. 2058 : Sec ...
43. lappuse
... believe that the basic thrust of legislation should be to assure that a series of interdependent developments which are cur- rently being implemented such as comprehensive securities depositor- ies , systems for clearance and settlement ...
... believe that the basic thrust of legislation should be to assure that a series of interdependent developments which are cur- rently being implemented such as comprehensive securities depositor- ies , systems for clearance and settlement ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange