Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 100.
5. lappuse
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 3 1 not include ( i ) Federal Reserve Banks , Federal Home Loan 2 Banks , Federal Land Banks , and ( ii ) banks , brokers , life 3 insurance companies or ...
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 3 1 not include ( i ) Federal Reserve Banks , Federal Home Loan 2 Banks , Federal Land Banks , and ( ii ) banks , brokers , life 3 insurance companies or ...
29. lappuse
... bank holding company and a nonbank 18 subsidiary of a bank holding company , acting as a transfer 19 agent , shall be considered a bank . Any violation of any re- 20 quirement imposed under this section upon banks , bank 21 holding ...
... bank holding company and a nonbank 18 subsidiary of a bank holding company , acting as a transfer 19 agent , shall be considered a bank . Any violation of any re- 20 quirement imposed under this section upon banks , bank 21 holding ...
35. lappuse
... banks are concerned , so as not to imply that unrelated information developed in the course of a general examination of the insured bank need also be reported to the SEC . As to the transfer agency function , S. 2058 would require ...
... banks are concerned , so as not to imply that unrelated information developed in the course of a general examination of the insured bank need also be reported to the SEC . As to the transfer agency function , S. 2058 would require ...
36. lappuse
... banking organizations ( banks , bank holding companies and subsidiaries thereof ) is lodged in the three Federal bank supervisory agencies : the Comptroller of the Currency in the case of national banks , the Federal Deposit Insurance ...
... banking organizations ( banks , bank holding companies and subsidiaries thereof ) is lodged in the three Federal bank supervisory agencies : the Comptroller of the Currency in the case of national banks , the Federal Deposit Insurance ...
40. lappuse
... banks . Rule - making authority , however , is placed in the SEC with regard to minimum standards of performance and certain other operational aspects of clearing agents and transfer agents , banks as well as non - banks . While we note ...
... banks . Rule - making authority , however , is placed in the SEC with regard to minimum standards of performance and certain other operational aspects of clearing agents and transfer agents , banks as well as non - banks . While we note ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange