Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
2. lappuse
... authority and the responsibility to bring order out of the existing jurisdictional chaos . Someone must have the authority to knock heads together and move the whole industry toward a rational , nationwide clearing system . And that ...
... authority and the responsibility to bring order out of the existing jurisdictional chaos . Someone must have the authority to knock heads together and move the whole industry toward a rational , nationwide clearing system . And that ...
7. lappuse
... ( A ) to affect the authority of the Board of 24 Governors of the Federal Reserve System , pursuant to sec- 25 tion 7 of this title , to prescribe rules and regulations for the 6 purpose of preventing the excessive use of credit for.
... ( A ) to affect the authority of the Board of 24 Governors of the Federal Reserve System , pursuant to sec- 25 tion 7 of this title , to prescribe rules and regulations for the 6 purpose of preventing the excessive use of credit for.
20. lappuse
... authority . " ( m ) If a proceeding under subsection ( 1 ) ( 1 ) of 24 this section results in the suspension or revocation of the 25 registration of a clearing agency , the appropriate regulatory 19 1 agency may , upon notice to such ...
... authority . " ( m ) If a proceeding under subsection ( 1 ) ( 1 ) of 24 this section results in the suspension or revocation of the 25 registration of a clearing agency , the appropriate regulatory 19 1 agency may , upon notice to such ...
23. lappuse
... authority of any State banking authority or other State or 10 Federal regulatory authority having jurisdiction over a per- 11 son registered as a clearing agency from making or enforc- 12 ing rules governing such person which are not ...
... authority of any State banking authority or other State or 10 Federal regulatory authority having jurisdiction over a per- 11 son registered as a clearing agency from making or enforc- 12 ing rules governing such person which are not ...
29. lappuse
... authority or of any other State 7 or Federal regulatory authority which has jurisdiction over 8 a person registered as a transfer agent from making or en- 9 forcing rules governing such person which are not incon- 10 sistent with this ...
... authority or of any other State 7 or Federal regulatory authority which has jurisdiction over 8 a person registered as a transfer agent from making or en- 9 forcing rules governing such person which are not incon- 10 sistent with this ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange