Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 88.
15. lappuse
... additions to , or amendments to the rules of the clearing 21 agency accompanied by a summary statement of the basis 22 and purpose for such proposed change , addition , or amend- 23 ment . No such proposed change , addition , or ...
... additions to , or amendments to the rules of the clearing 21 agency accompanied by a summary statement of the basis 22 and purpose for such proposed change , addition , or amend- 23 ment . No such proposed change , addition , or ...
16. lappuse
... addition , or amend- 7 ment . Within thirty days of such filing the Commission 8 shall- 9 10 11 12 13 14 15 16 17 18 . 19 20 2 2 2 2 21 22 " ( A ) by order declare such change , addition , or amendment effective if the Commission finds ...
... addition , or amend- 7 ment . Within thirty days of such filing the Commission 8 shall- 9 10 11 12 13 14 15 16 17 18 . 19 20 2 2 2 2 21 22 " ( A ) by order declare such change , addition , or amendment effective if the Commission finds ...
17. lappuse
... addition or amendment . 5 If the Commission does not declare the change , addition or 6 amendment to be effective or institute administrative action 7 for its disapproval within thirty days of the date it is filed , 8 the change ...
... addition or amendment . 5 If the Commission does not declare the change , addition or 6 amendment to be effective or institute administrative action 7 for its disapproval within thirty days of the date it is filed , 8 the change ...
39. lappuse
... addition to its power under section 8 of the Federal Deposit Insurance Act , each of such appropriate regulatory agencies may , for the purpose of enforcing compliance with this section or section 17A of this Act or any rule thereunder ...
... addition to its power under section 8 of the Federal Deposit Insurance Act , each of such appropriate regulatory agencies may , for the purpose of enforcing compliance with this section or section 17A of this Act or any rule thereunder ...
44. lappuse
... addition , each corporate issues either acts as its own transfer agent or retains a separate organization which may or may not be a bank , to perform that function . Depositories are of recent origin , and there has been a tendency for ...
... addition , each corporate issues either acts as its own transfer agent or retains a separate organization which may or may not be a bank , to perform that function . Depositories are of recent origin , and there has been a tendency for ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange