Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... York , and Chairman , Steering Committee , New York Clearing House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York ...
... York , and Chairman , Steering Committee , New York Clearing House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York ...
124. lappuse
... York , NCC would assign a cutoff date of June 14. On or before cutoff date , any shares allocated would have an orange " RUSH IV - 28 TRANSFER ” sticker attached . A New York clearing member 124.
... York , NCC would assign a cutoff date of June 14. On or before cutoff date , any shares allocated would have an orange " RUSH IV - 28 TRANSFER ” sticker attached . A New York clearing member 124.
125. lappuse
... York clearing member would have sufficient time to have the certificates transferred before record date . A broker in Dallas , Chicago , or Los Angeles , however , would not have sufficient time if the securities were first delivered to ...
... York clearing member would have sufficient time to have the certificates transferred before record date . A broker in Dallas , Chicago , or Los Angeles , however , would not have sufficient time if the securities were first delivered to ...
147. lappuse
... York , the cost of MODEMS at each computer facility , communication control units required for the on - line transmission alternative , and data transmission terminals required for the off - line alternative . Telephone line costs are ...
... York , the cost of MODEMS at each computer facility , communication control units required for the on - line transmission alternative , and data transmission terminals required for the off - line alternative . Telephone line costs are ...
159. lappuse
... York use federal funds while NCC in New York deals in clearing house funds . This question is answered in the report ; clearing house funds are recommended . In the transfer area , where will the burden for filing of informational ...
... York use federal funds while NCC in New York deals in clearing house funds . This question is answered in the report ; clearing house funds are recommended . In the transfer area , where will the burden for filing of informational ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange