Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Exchange Commission ; Accompanied by Lee A. Pickard , Director , Division of Market Regulation Stetson B. Harman ... Stock Exchange Accompanied by Samuel A. Gay , Senior Vice President , New York Stock Exchange and Director of the Stock ...
... Exchange Commission ; Accompanied by Lee A. Pickard , Director , Division of Market Regulation Stetson B. Harman ... Stock Exchange Accompanied by Samuel A. Gay , Senior Vice President , New York Stock Exchange and Director of the Stock ...
. lappuse
... Stock Exchange- . Banking and Securities Industry Committee . Conference of State Bank Supervisors --- American Society of Corporate Secretaries_ American Stock Exchange , Inc .. American Life Insurance Association_ Corporate Transfer ...
... Stock Exchange- . Banking and Securities Industry Committee . Conference of State Bank Supervisors --- American Society of Corporate Secretaries_ American Stock Exchange , Inc .. American Life Insurance Association_ Corporate Transfer ...
51. lappuse
... securities transactions obviously is far below the capacity of the industry . I think that we could use the figures for the first quarter of 1972 when there were an average of about 18.5 million shares a day on the New York Stock Exchange ...
... securities transactions obviously is far below the capacity of the industry . I think that we could use the figures for the first quarter of 1972 when there were an average of about 18.5 million shares a day on the New York Stock Exchange ...
74. lappuse
... securities . The Pacific Coast Stock Exchange has been informed by SIA that the Joint Approach is entirely consistent with SIA's objectives . In fact , PCC now has the only facility in the nation which provides the capability that SIA ...
... securities . The Pacific Coast Stock Exchange has been informed by SIA that the Joint Approach is entirely consistent with SIA's objectives . In fact , PCC now has the only facility in the nation which provides the capability that SIA ...
76. lappuse
... Stock Exchanges , the Pacific Coast Stock Exchange has pioneered and perfected a net - by - net ( or continuous net ) clearing service which provides for its members : - - - Common listed and OTC positions for transactions in all ...
... Stock Exchanges , the Pacific Coast Stock Exchange has pioneered and perfected a net - by - net ( or continuous net ) clearing service which provides for its members : - - - Common listed and OTC positions for transactions in all ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange