Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 100.
. lappuse
... Bradford Computer & Systems , Inc. , Accompanied by Llewellyn P. Young , Vice President and Counsel . ( III ) 43 176 194 198 306 315 349 428 434 439 Additional statements and documents from : Pacific Coast Stock Exchange_.
... Bradford Computer & Systems , Inc. , Accompanied by Llewellyn P. Young , Vice President and Counsel . ( III ) 43 176 194 198 306 315 349 428 434 439 Additional statements and documents from : Pacific Coast Stock Exchange_.
. lappuse
... Pacific Coast Stock Exchange_ Pacific Clearing Corp. Securities and Exchange Commission__ National Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The ...
... Pacific Coast Stock Exchange_ Pacific Clearing Corp. Securities and Exchange Commission__ National Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The ...
52. lappuse
... Pacific Securities Depository is also making some progress and the Commission staff is in the process of reviewing their proposed rules . The National Clearing Corp. of the National Association of Secu- rities Dealers has expanded to ...
... Pacific Securities Depository is also making some progress and the Commission staff is in the process of reviewing their proposed rules . The National Clearing Corp. of the National Association of Secu- rities Dealers has expanded to ...
54. lappuse
... Pacific Coast Exchange over who clears OTC trades on the west coast . Now , there is a specific problem . Mr. EVANS . It is a very tough one . Thank you , Al . I do not feel that I am in a position to answer that question . I think that ...
... Pacific Coast Exchange over who clears OTC trades on the west coast . Now , there is a specific problem . Mr. EVANS . It is a very tough one . Thank you , Al . I do not feel that I am in a position to answer that question . I think that ...
55. lappuse
... Pacific Coast our Pacific Clearing Corporation provides for the clearing and settlement of both listed and over - the - counter transactions and deliveries between banks , institutions and brokers in a single system . In other regions ...
... Pacific Coast our Pacific Clearing Corporation provides for the clearing and settlement of both listed and over - the - counter transactions and deliveries between banks , institutions and brokers in a single system . In other regions ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange