Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York Stock Exchange Accompanied by Samuel A. Gay , Senior Vice ...
... House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York Stock Exchange Accompanied by Samuel A. Gay , Senior Vice ...
1. lappuse
... House acted , but in a slightly different form . Unfortunately , the Congress adjourned before there was an op- portunity for a conference to resolve the differences between the two bills . This year , we intend to act promptly on S ...
... House acted , but in a slightly different form . Unfortunately , the Congress adjourned before there was an op- portunity for a conference to resolve the differences between the two bills . This year , we intend to act promptly on S ...
3. lappuse
... House of Representa- 2 tives of the United States of America in Congress assembled , 3 SECTION 1. Section 2 of the Securities Exchange Act of 4 1934 ( 15 U.S.C. 78b ) is amended by striking the word 5 “ and ” immediately before the ...
... House of Representa- 2 tives of the United States of America in Congress assembled , 3 SECTION 1. Section 2 of the Securities Exchange Act of 4 1934 ( 15 U.S.C. 78b ) is amended by striking the word 5 “ and ” immediately before the ...
41. lappuse
... House Interstate and Foreign Commerce Committee that the securities processing bill be amended to provide that national banks could acquire and hold stock in clearing agencies and depositories . Present law does not permit a national ...
... House Interstate and Foreign Commerce Committee that the securities processing bill be amended to provide that national banks could acquire and hold stock in clearing agencies and depositories . Present law does not permit a national ...
45. lappuse
... Houses of Congress . Hearings were held and from our review of these hearings , it is quite evident that there was widespread support for securities processing legislation . This support is also evidenced by the fact that bills passed ...
... Houses of Congress . Hearings were held and from our review of these hearings , it is quite evident that there was widespread support for securities processing legislation . This support is also evidenced by the fact that bills passed ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange