Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 85.
. lappuse
... Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers Hanover Trust Company , New York , and ...
... Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers Hanover Trust Company , New York , and ...
. lappuse
... Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional Investor .. Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock Exchange ...
... Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional Investor .. Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock Exchange ...
52. lappuse
... group desires to carve out a major role for itself . This is why we need one regulatory body with authority to assure coordination among the individual participants . Senator WILLIAMS . I would like to deal a little more with the phi ...
... group desires to carve out a major role for itself . This is why we need one regulatory body with authority to assure coordination among the individual participants . Senator WILLIAMS . I would like to deal a little more with the phi ...
54. lappuse
... groups . And in my opinion the Commission does not have the direct authority to take care of that right now . Mr. PICKARD . Let me just supplement what Commissioner Evans is saying . The NCC has made significant strides in expanding its ...
... groups . And in my opinion the Commission does not have the direct authority to take care of that right now . Mr. PICKARD . Let me just supplement what Commissioner Evans is saying . The NCC has made significant strides in expanding its ...
57. lappuse
... to working with other industry groups in the early implementation of the Joint Approach . Very truly yours , 67 Sebakunt eg Christopher J. Delahunty , President Summary of JOINT APPROACH to NATIONAL SECURITIES CLEARING for the 57.
... to working with other industry groups in the early implementation of the Joint Approach . Very truly yours , 67 Sebakunt eg Christopher J. Delahunty , President Summary of JOINT APPROACH to NATIONAL SECURITIES CLEARING for the 57.
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange