Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Federal Deposit Insurance Corporation ... Federal Reserve System___ Treasury Department ... LIST OF WITNESSES Page 3 34 36 40 WEDNESDAY , JULY 11 John R. Evans , Commissioner , Securities and Exchange Commission ; Accompanied by Lee A ...
... Federal Deposit Insurance Corporation ... Federal Reserve System___ Treasury Department ... LIST OF WITNESSES Page 3 34 36 40 WEDNESDAY , JULY 11 John R. Evans , Commissioner , Securities and Exchange Commission ; Accompanied by Lee A ...
. lappuse
... Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock Exchange- . Banking and Securities Industry Committee . Conference of State Bank Supervisors --- American Society of Corporate Secretaries_ American Stock ...
... Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock Exchange- . Banking and Securities Industry Committee . Conference of State Bank Supervisors --- American Society of Corporate Secretaries_ American Stock ...
5. lappuse
... Federal Reserve Banks , Federal Home Loan 2 Banks , Federal Land Banks , and ( ii ) banks , brokers , life 3 insurance companies or their registered separate accounts , 4 registered open end investment companies or unit investment 5 ...
... Federal Reserve Banks , Federal Home Loan 2 Banks , Federal Land Banks , and ( ii ) banks , brokers , life 3 insurance companies or their registered separate accounts , 4 registered open end investment companies or unit investment 5 ...
6. lappuse
... Federal Reserve System , a subsidiary thereof , a bank holding company , or a nonbank subsidiary of a bank holding company ; " ( C ) the Federal Deposit Insurance Corporation in the case of a bank insured by the Federal Deposit Insur ...
... Federal Reserve System , a subsidiary thereof , a bank holding company , or a nonbank subsidiary of a bank holding company ; " ( C ) the Federal Deposit Insurance Corporation in the case of a bank insured by the Federal Deposit Insur ...
7. lappuse
... Federal Reserve System , pursuant to sec- 25 tion 7 of this title , to prescribe rules and regulations for the 6 purpose of preventing the excessive use of credit for.
... Federal Reserve System , pursuant to sec- 25 tion 7 of this title , to prescribe rules and regulations for the 6 purpose of preventing the excessive use of credit for.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange