Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 73.
. lappuse
... Coordinating Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers Hanover Trust Company ...
... Coordinating Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers Hanover Trust Company ...
. lappuse
... Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional Investor .. Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock ...
... Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional Investor .. Federal Reserve Bank of Richmond , by Albert D. Tinkelenberg- The New York Stock ...
1. lappuse
... coordinating the diverse and often antithetical ap- proaches to certificate processing which are now emerging . Let me say a few words about each of these objectives . The paperwork crisis during the late 1960's resulted from the secu ...
... coordinating the diverse and often antithetical ap- proaches to certificate processing which are now emerging . Let me say a few words about each of these objectives . The paperwork crisis during the late 1960's resulted from the secu ...
44. lappuse
... coordination of these presently uncoordinated ac- tivities which is a principal objective of S. 2058 is essential ... coordinated system for performing the functions of clear- ing agents , depositories and transfer agents and to provide ...
... coordination of these presently uncoordinated ac- tivities which is a principal objective of S. 2058 is essential ... coordinated system for performing the functions of clear- ing agents , depositories and transfer agents and to provide ...
46. lappuse
... coordinated with those of the bank regu- latory agencies so as to avoid any duplication or undue burden upon the regulated organizations . It is our view that without this inspec- tion power , it would be difficult , if not impossible ...
... coordinated with those of the bank regu- latory agencies so as to avoid any duplication or undue burden upon the regulated organizations . It is our view that without this inspec- tion power , it would be difficult , if not impossible ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange