Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Committee , New York Clearing House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York Stock Exchange Accompanied by ...
... Committee , New York Clearing House Association ; Accompanied by John F. Lee , Execu- tive Vice President , New York Clearing House Association____ THURSDAY , JULY 12 James J. Needham , Chairman , New York Stock Exchange Accompanied by ...
9. lappuse
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 7 1 propriate in the public interest or for the prompt and ac- 2 curate processing and settlement of securities transactions . 3 " ( 2 ) The Commission ...
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 7 1 propriate in the public interest or for the prompt and ac- 2 curate processing and settlement of securities transactions . 3 " ( 2 ) The Commission ...
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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 8 1 2 3 4 .5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 225 22 23 24 25 ing agencies , ( C ) registered investment companies , ( D ) banks ( as defined ...
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 8 1 2 3 4 .5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 225 22 23 24 25 ing agencies , ( C ) registered investment companies , ( D ) banks ( as defined ...
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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 16 1 stitution of review by such agency on its own motion , shall 2 not operate as a stay of such action , unless such agency 3 otherwise orders , after ...
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. 16 1 stitution of review by such agency on its own motion , shall 2 not operate as a stay of such action , unless such agency 3 otherwise orders , after ...
38. lappuse
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. FEDERAL RESERVE BOARD Proposed Amendments to S. 2058 ( A ) On page 27 , line 11 , paragraph ( i ) should be amended to read as follows so that ( 1 ) the ...
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. FEDERAL RESERVE BOARD Proposed Amendments to S. 2058 ( A ) On page 27 , line 11 , paragraph ( i ) should be amended to read as follows so that ( 1 ) the ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange