Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 100.
. lappuse
... Commission ; Accompanied by Lee A. Pickard , Director , Division of Market Regulation Stetson B. Harman , Senior Vice President and Executive Trust Officer , First National Bank of Oregon , and President , Trust Division , The American ...
... Commission ; Accompanied by Lee A. Pickard , Director , Division of Market Regulation Stetson B. Harman , Senior Vice President and Executive Trust Officer , First National Bank of Oregon , and President , Trust Division , The American ...
7. lappuse
... Commission shall prescribe as necessary or appropri- 17 ate in the public interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of ...
... Commission shall prescribe as necessary or appropri- 17 ate in the public interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of ...
8. lappuse
... Commission to prescribe such rules or regulations for such 4 purpose . " 5 SEC . 5. The Securities Exchange Act of 1934 is amended 6 by inserting after section 17 ( 15 U.S.C. 78q ) the following new section : 7 8 9 " PROCESSING OF ...
... Commission to prescribe such rules or regulations for such 4 purpose . " 5 SEC . 5. The Securities Exchange Act of 1934 is amended 6 by inserting after section 17 ( 15 U.S.C. 78q ) the following new section : 7 8 9 " PROCESSING OF ...
9. lappuse
... Commission shall include in its annual reports 4 to Congress required by section 23 ( b ) of this title informa- 5 ... Commission a reg- 10 istration statement in such form as the Commission may pre- 11 scribe containing the rules of the ...
... Commission shall include in its annual reports 4 to Congress required by section 23 ( b ) of this title informa- 5 ... Commission a reg- 10 istration statement in such form as the Commission may pre- 11 scribe containing the rules of the ...
10. lappuse
... Commission may from time to time designate by rule as appropriate to the development of an integrated national system for the prompt and accurate processing and settlement of securities transactions are eligible to become participants ...
... Commission may from time to time designate by rule as appropriate to the development of an integrated national system for the prompt and accurate processing and settlement of securities transactions are eligible to become participants ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange