Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 80.
. lappuse
... Col , President , Bradford Computer & Systems , Inc. , Accompanied by Llewellyn P. Young , Vice President and Counsel . ( III ) 43 176 194 198 306 315 349 428 434 439 Additional statements and documents from : Pacific Coast Stock Exchange_.
... Col , President , Bradford Computer & Systems , Inc. , Accompanied by Llewellyn P. Young , Vice President and Counsel . ( III ) 43 176 194 198 306 315 349 428 434 439 Additional statements and documents from : Pacific Coast Stock Exchange_.
. lappuse
... Coast Stock Exchange_ Pacific Clearing Corp. Securities and Exchange Commission__ National Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional ...
... Coast Stock Exchange_ Pacific Clearing Corp. Securities and Exchange Commission__ National Coordinating Group for Comprehensive Securities Deposi- tories_ Bank Administration Institute . National Clearing Corp-- The Institutional ...
54. lappuse
... coast . Pacific Coast Clearing Corp. operates a clearing mechanism for over - the - counter securities . And , of course , NCC would do the same thing if it were established on the west coast . The members - and by " members , " I mean ...
... coast . Pacific Coast Clearing Corp. operates a clearing mechanism for over - the - counter securities . And , of course , NCC would do the same thing if it were established on the west coast . The members - and by " members , " I mean ...
55. lappuse
... COAST STOCK EXCHANGE OFFICE OF THE PRESIDENT San Francisco April 2 , 1973 301 PINE STREET SAN FRANCISCO 94104 Senator Harrison Arlington Williams , Jr. United States Senate Washington , D. C. 20549 Dear Senator Williams : You are all ...
... COAST STOCK EXCHANGE OFFICE OF THE PRESIDENT San Francisco April 2 , 1973 301 PINE STREET SAN FRANCISCO 94104 Senator Harrison Arlington Williams , Jr. United States Senate Washington , D. C. 20549 Dear Senator Williams : You are all ...
57. lappuse
... Coast Region has thus achieved many of the goals which the industry is working toward on a national scale . To deny Western clearing members these advantages would be a step backward , particularly because the Joint Approach provides ...
... Coast Region has thus achieved many of the goals which the industry is working toward on a national scale . To deny Western clearing members these advantages would be a step backward , particularly because the Joint Approach provides ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange