Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 89.
. lappuse
... Chairman DUDLEY L. O'NEAL , Jr. , Staff Director and General Counsel MICHAEL E. BURNS , Minority Counsel STEPHEN J. PARADISE , Assistant Counsel SUBCOMMITTEE ON SECURITIES HARRISON A. WILLIAMS , JR . , New Jersey , Chairman ALTON B ...
... Chairman DUDLEY L. O'NEAL , Jr. , Staff Director and General Counsel MICHAEL E. BURNS , Minority Counsel STEPHEN J. PARADISE , Assistant Counsel SUBCOMMITTEE ON SECURITIES HARRISON A. WILLIAMS , JR . , New Jersey , Chairman ALTON B ...
. lappuse
... Chairman , National Coordinating Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers ...
... Chairman , National Coordinating Group for Comprehensive Securities Depositories ; Accompanied by Joseph P. Coriaci , Herman W. Bevis , and Hamilton F. Potter , Jr .--- Walter F. Thomas , Vice Chairman of the Board , Manufacturers ...
1. lappuse
... chairman of the subcommittee , presiding . Senator WILLIAMS . I think we have to rap the gavel . This is the Subcommittee on Securities . We begin our hearings on a bill concerning the regulation of the clearance and settlement of secu ...
... chairman of the subcommittee , presiding . Senator WILLIAMS . I think we have to rap the gavel . This is the Subcommittee on Securities . We begin our hearings on a bill concerning the regulation of the clearance and settlement of secu ...
34. lappuse
... Chairman , Subcommittee on Securities Senate Committee on Banking , Housing and Urban Affairs United States Senate Washington , D. C. Dear Mr. Chairman : Thank you for your letter of June 29 , 1973 inviting the Corporation to submit a ...
... Chairman , Subcommittee on Securities Senate Committee on Banking , Housing and Urban Affairs United States Senate Washington , D. C. Dear Mr. Chairman : Thank you for your letter of June 29 , 1973 inviting the Corporation to submit a ...
35. lappuse
... any officer , director , or employee thereof . " If amended as recommended above , the Corporation would support enactment of S. 2058 . Sincerely , Frank Wille Chairman FEDERAL RESERVE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM 35.
... any officer , director , or employee thereof . " If amended as recommended above , the Corporation would support enactment of S. 2058 . Sincerely , Frank Wille Chairman FEDERAL RESERVE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM 35.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange