Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 78.
43. lappuse
... basic thrust of legislation should be to assure that a series of interdependent developments which are cur- rently being implemented such as comprehensive securities depositor- ies , systems for clearance and settlement of transactions ...
... basic thrust of legislation should be to assure that a series of interdependent developments which are cur- rently being implemented such as comprehensive securities depositor- ies , systems for clearance and settlement of transactions ...
44. lappuse
... basic functions which must be performed in a system for the settlement of securities transactions which will meet present and future needs . These are the function of a clearing agency , the function of a depository and the function of ...
... basic functions which must be performed in a system for the settlement of securities transactions which will meet present and future needs . These are the function of a clearing agency , the function of a depository and the function of ...
86. lappuse
... basic manner , the dual trade comparison interface concept . Section IV of the report describes the process in greater detail . INTERFACE USING DUAL TRADE COMPARISON The dual trade comparison approach involves the linkage of regional ...
... basic manner , the dual trade comparison interface concept . Section IV of the report describes the process in greater detail . INTERFACE USING DUAL TRADE COMPARISON The dual trade comparison approach involves the linkage of regional ...
86. lappuse
... basic manner , the dual trade comparison interface concept . Section IV of the report describes the process in greater detail . INTERFACE USING DUAL TRADE COMPARISON The dual trade comparison approach involves the linkage of regional ...
... basic manner , the dual trade comparison interface concept . Section IV of the report describes the process in greater detail . INTERFACE USING DUAL TRADE COMPARISON The dual trade comparison approach involves the linkage of regional ...
120. lappuse
... basic purpose of the clearing fund is to provide a means of financial recourse should an individual clearing member be unable to meet its obligations . ( a ) Interface Considerations Although some legal questions may arise in this area ...
... basic purpose of the clearing fund is to provide a means of financial recourse should an individual clearing member be unable to meet its obligations . ( a ) Interface Considerations Although some legal questions may arise in this area ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange