Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Association . Gordon S. Macklin , President , National Association of Securities Dealers ; Accompanied by David H. Morgan , President , National Clearing Corporation and Lloyd J. Derrickson , General Counsel . John H. Perkins ...
... Association . Gordon S. Macklin , President , National Association of Securities Dealers ; Accompanied by David H. Morgan , President , National Clearing Corporation and Lloyd J. Derrickson , General Counsel . John H. Perkins ...
. lappuse
... Association ... . First National Bank of Boston__ Investment Company Institute___ Shields & Co --- Stock Transfer Association , Inc .. Federal Deposit Insurance Corporation .-- . 55 , 504 56 174 204 243 251 294 342 348 , 518 352 447 451 ...
... Association ... . First National Bank of Boston__ Investment Company Institute___ Shields & Co --- Stock Transfer Association , Inc .. Federal Deposit Insurance Corporation .-- . 55 , 504 56 174 204 243 251 294 342 348 , 518 352 447 451 ...
5. lappuse
... associations , and cooperative banks by reason of lending , 7 fiduciary , correspondent , or safekeeping functions commonly 8 performed by them on the date of enactment of this 9 paragraph . 10 11 " ( 23 ) The term ' participant ...
... associations , and cooperative banks by reason of lending , 7 fiduciary , correspondent , or safekeeping functions commonly 8 performed by them on the date of enactment of this 9 paragraph . 10 11 " ( 23 ) The term ' participant ...
11. lappuse
... associations , other clearing agencies , brokers , dealers , banks , registered investment companies , and with other persons engaged in the processing and settlement of securities transac- tions , and to protect investors and the ...
... associations , other clearing agencies , brokers , dealers , banks , registered investment companies , and with other persons engaged in the processing and settlement of securities transac- tions , and to protect investors and the ...
56. lappuse
... Association ( SIA ) . The committee requested that an implementation plan for the Joint Approach be developed . This presentation , submitted in response to the SIA request , consists of the following three sections : A summary of the ...
... Association ( SIA ) . The committee requested that an implementation plan for the Joint Approach be developed . This presentation , submitted in response to the SIA request , consists of the following three sections : A summary of the ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange