A Handbook of Stock Exchange Laws Affecting Members: Their Customers, Brokers and InvestorsDoubleday, Page, 1914 - 290 lappuses |
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1.–5. rezultāts no 19.
66. lappuse
... Comptroller . Failure to affix or furnish the stamps by the persons described in Section 270 is a misdemeanor punishable by a fine of $ 500 to $ 1,000 , or imprisonment for not more than six months , or by both . The stamp must be ...
... Comptroller . Failure to affix or furnish the stamps by the persons described in Section 270 is a misdemeanor punishable by a fine of $ 500 to $ 1,000 , or imprisonment for not more than six months , or by both . The stamp must be ...
67. lappuse
... Comptroller or his representative at all times between 10 A. M. and 3 P. M. except Saturdays , Sundays and holidays . The Comptroller may bring action for any unpaid tax and penalties . Failure to keep such records , or the alteration ...
... Comptroller or his representative at all times between 10 A. M. and 3 P. M. except Saturdays , Sundays and holidays . The Comptroller may bring action for any unpaid tax and penalties . Failure to keep such records , or the alteration ...
69. lappuse
... Comptroller to secure evidence of violation of the statute from private books and papers of the party under investigation violates Sec . 6 of Art . I of the State Constitution , providing that no person shall be compelled " in any ...
... Comptroller to secure evidence of violation of the statute from private books and papers of the party under investigation violates Sec . 6 of Art . I of the State Constitution , providing that no person shall be compelled " in any ...
225. lappuse
... comptroller a written statement in the form to be prescribed by the comptroller and verified by the individual or members of the firm making the application , showing the amount of the assets and liabilities of the applicant ...
... comptroller a written statement in the form to be prescribed by the comptroller and verified by the individual or members of the firm making the application , showing the amount of the assets and liabilities of the applicant ...
226. lappuse
... comptroller ten thousand dollars in money or in securities which shall consist of bonds of the United States , of this state or of any municipality thereof , or other bonds approved by the comptroller , and if a deposit of securities ...
... comptroller ten thousand dollars in money or in securities which shall consist of bonds of the United States , of this state or of any municipality thereof , or other bonds approved by the comptroller , and if a deposit of securities ...
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¹Art Added by Laws agreement amended amount applicant approving vote APRIL 12 association bank Board of Trade bonds broker by-laws certificates of stock Chairman charge claim Clearing-House collateral commission Committee of Arrangements Committee on Admissions comptroller Constitution corporation court creditors customer's deliver delivery deposit effect Sept entitled evidences of debt Exch existing members expulsion Governing Committee Gratuity Fund guilty held Hypothecation insolvent interest issued liability license loan margin member or firm membership ment Misc misdemeanor mittee N. Y. Supp notice o'clock P. M. owner paid party payment Penal Law penalty person pledged purchase or sale Resolution rules securities sell shares of stock sold stamps statute stock certificates Stock Exchange stockbrokers suspended member text see infra thereof tion transaction Trustees violation voluntary association vote York Stock Exchange
Populāri fragmenti
45. lappuse - ... be punished by a fine of not more than $5,000 or imprisonment for not more than twelve months, or by both such fine and imprisonment.
220. lappuse - In any case not provided for in this Act, the rules of law and equity, including the law merchant, and in particular the rules relating to the law of principal and agent, and to the effect of fraud, misrepresentation, duress or coercion, mistake, bankruptcy or other invalidating cause, shall govern.
209. lappuse - ... a person shall be deemed insolvent within the provisions of this act whenever the aggregate of his property, exclusive of any property which he may have conveyed, transferred, concealed, or removed, or permitted to be concealed or removed, with intent to defraud, hinder or delay his creditors, shall not, at a fair valuation, be sufficient in amount to pay his debts...
2. lappuse - Its object shall be to furnish exchange rooms and other facilities for the convenient transaction of their business by its members, as brokers; to maintain high standards of commercial honor and integrity among its members; and to promote and inculcate just and equitable principles of trade and business.
234. lappuse - ... whether made upon or shown by the books of the association, company, or corporation, or by any assignment in blank, or by any delivery, or by any paper or agreement or memorandum or other evidence of transfer or sale, whether entitling the holder in any manner to the benefit of such stock, or to secure the future payment of money or for the future transfer of any stock...
222. lappuse - Value" is any consideration sufficient to support a simple contract. An antecedent or pre-existing obligation, whether for money or not, constitutes value where a certificate is taken either in satisfaction thereof or as security therefor. (2) A thing is done "in good faith...
222. lappuse - in good faith" within the meaning of this Act when it is in fact done honestly, whether it be done negligently or not.
235. lappuse - ... stamp shall be placed upon such books ; and where the change of ownership is by transfer of a certificate the stamp shall be placed upon the certificate; and in cases of an agreement to sell or where the transfer is by delivery of the certificate assigned in blank there shall be made and delivered by the seller to the buyer a bill or memorandum of such sale to which the stamp provided for by this article shall be affixed...
219. lappuse - ... the delivery of the goods upon satisfactory proof of such loss or destruction and upon the giving of a bond with sufficient...
217. lappuse - That the instrument is genuine and in all respects what it purports to be ; 2. That he has a good title to it; 3. That all prior parties had capacity to contract; 4. That he has no knowledge of any fact which would impair the validity of the instrument or render it valueless.