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" The maintenance of a fair and orderly market implies the maintenance of price continuity with reasonable depth, and the minimizing of the effects of temporary disparity between supply and demand. "
Proposed Amendments to the Securities Act of 1933 and to the Securities ... - 1093. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
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Securities Markets Investigation: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1961 - 190 lapas
...practicable, of a fair and orderly market on the exchange in thp stocks in which he is so actinc. 2. The maintenance of a fair and orderly market implies...of temporary disparity between supply and demand. 3. In connection with the maintenance of a fair and orderly market, it is commonlv desirable that a...
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Securities Industry Study: Appendix to proceedings on self-regulation in the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1971 - 380 lapas
...are some facts concerning one of the programs that might prove helpful. Rule 104.10(1) states that the maintenance of a fair and orderly market implies the maintenance of price continuity with reasonable depth. The term "depth" is not defined in the Rule. Obviously, reasonability with respect...
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Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974 - 518 lapas
...orderly market on the Exchange in the stocks in which he is so acting. This is more specifically set for in the following : (1) The maintenance of a fair and...market implies the maintenance of price continuity with reasonable depth, and the minimizing of the effects of temporary disparity between supply and...
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Competition and Transparency in the Financial Marketplace of the Future ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 2001 - 128 lapas
...30 NYSE GnUe, NYSE Rule 104.10(2). 20 maintenance of price continuity with reasonable depth, and to the minimizing of the effects of temporary disparity between supply and demand, immediate or reasonably to be anticipated."" In 1 999, shares bought and told by specialists for their...
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The Structure of Securities Markets: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2001 - 274 lapas
...3° NYSE GnUi, NYSE Rule 104.10(2). 20 maintenance of price continuity with reasonable depth, and to the minimizing of the effects of temporary disparity between supply and demand, immediate or reasonably to be anticipated. "3* In 1999, shares bought and sold by specialists for their...
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Equity Markets in Action: The Fundamentals of Liquidity, Market Structure ...

Robert A. Schwartz, Reto Francioni - 2004 - 483 lapas
...orderly market . . . which . . . implies the maintenance of price continuity with reasonable depth, and the minimizing of the effects of temporary disparity between supply and demand." 7. With regard to a listed company, a specialist: • Must make at least one annual contact with an...
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Report of special study of securities markets of the Securities ..., 2. sējums

United States. Securities and Exchange Commission - 1963 - 1174 lapas
...rule if It is not reasonably calculated to contribute to the maintenance of price continuity and to the minimizing of the effects of temporary disparity between supply and demand * * * Transactions of [certain] types may, within the meaning of the rule, be Justifiable • • •...
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