To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing[s] Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, First Session, on H.R. 6968, to Amend the Securities Act of 1933, as Amended, by Adding Thereto a New Title, Providing for the Regulation of the Solicitation, in Interstate and Foreign Commerce and Through the Mails, of Proxies, Deposits, and Assents in Connection with Certain Reorganizationss, Voluntary Readjustments and Debt Arrangements; and for Other Purposes. June 8-July 21, 1937U.S. Government Printing Office, 1937 - 562 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2. lappuse
... persons who assume to act on behalf of such investors and the version of the issuer's affairs presented to such ... person " means an individual , a corporation , a partnership , an association , a joint - stock company , a trust ...
... persons who assume to act on behalf of such investors and the version of the issuer's affairs presented to such ... person " means an individual , a corporation , a partnership , an association , a joint - stock company , a trust ...
3. lappuse
... person owning the legal or beneficial interest in such security , and shall also include any agent or representative of such owner when acting with respect to such security . ( 5 ) The term " reorganization " means ( A ) any proceeding ...
... person owning the legal or beneficial interest in such security , and shall also include any agent or representative of such owner when acting with respect to such security . ( 5 ) The term " reorganization " means ( A ) any proceeding ...
4. lappuse
... person whether incorporated or unincorporated . ( 18 ) The term " underwriter " means any person who has purchased from an issuer with a view to , or sells for an issuer in connection with , the distribution of any security , or ...
... person whether incorporated or unincorporated . ( 18 ) The term " underwriter " means any person who has purchased from an issuer with a view to , or sells for an issuer in connection with , the distribution of any security , or ...
5. lappuse
... person has commenced the solicitation of assents , proxies , or deposits in respect of such plan and has obtained such assents , proxies , or deposits from the owners of at least 50 per centum of the amount of any class of securities ...
... person has commenced the solicitation of assents , proxies , or deposits in respect of such plan and has obtained such assents , proxies , or deposits from the owners of at least 50 per centum of the amount of any class of securities ...
6. lappuse
... person , and except in accordance with the order , if any , fixing the date on which such declaration shall become ... person by whom the authority conferred by such proxy or deposit is exercisable or , if such person is a committee or ...
... person , and except in accordance with the order , if any , fixing the date on which such declaration shall become ... person by whom the authority conferred by such proxy or deposit is exercisable or , if such person is a committee or ...
Bieži izmantoti vārdi un frāzes
agency amended amount appointed approved assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceeding proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Populāri fragmenti
463. lappuse - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
539. lappuse - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
467. lappuse - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The...
500. lappuse - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
480. lappuse - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347...
467. lappuse - A copy of such petition shall be forthwith served upon any member of the Commission, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, and enforce or set aside such order, in whole or in part.
533. lappuse - ... the judge shall approve the plan if satisfied that: (1) It complies with the provisions of subsection (b) of this section, is fair and equitable, affords due recognition to the rights of each class of creditors and stockholders...
135. lappuse - ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
373. lappuse - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.