 | United States - 1968 - 374 lapas
...instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, to make a tender offer for, or a request or invitation...security which is registered pursuant to section 12 of this title, or any equity security issued by a closed-end 15 use 781. investment company registered... | |
 | United States. Securities and Exchange Commission - 1970 - 166 lapas
...REGULATION 14D Rale 1-ld-l. Filing Schedule 13D and Furnishing of Information to Security Holders (a) No person, directly or indirectly, by use of the mails...which is registered pursuant to section 12 of the Act, or any equity security issued by a closed-end investment company registered under the Investment... | |
 | 1972 - 688 lapas
...preliminary copies of the proxy statement and form of proxy are filed pursuant to paragraph (f)(l) of this section or such shorter period prior to such...or indirectly, be the beneficial owner of more than 5 percent of such class, unless, at the time copies of the offer or request or invitation are first... | |
 | 1971 - 592 lapas
...pursuant to paragraph (f ) (1) of this section or such shorter period prior to such date as the Board may permit, a copy of the proposal and any statement...registered pursuant to section 12 of the Act, of a member State bank ii, after consummation thereof, such person would, directly or indirectly, be the... | |
 | 1970 - 540 lapas
...pursuant to paragraph (f)(l) of this section or such shorter period prior to such date as the Board may permit, a copy of the proposal and any statement...registered pursuant to section 12 of the Act, of a member State bank il, after consummation thereof, such person would, directly or indirectly, be the... | |
 | 1977 - 970 lapas
...omission of the proposal to be proper and a copy of such supporting opinion of counsel. (1) Invitation for tenders. (1) No person, directly or indirectly,...registered pursuant to section 12 of the Act, of a member State bank if, after consummation thereof, such person would, directly or indirectly, be the... | |
 | 1978 - 1266 lapas
...omission of the proposal to be proper and a copy of such supporting opinion of counsel. (1) Invitation for tenders. (1) No person, directly or indirectly,...registered pursuant to section 12 of the Act, of a member State bank, if, after consummation thereof, such person would, directly or indirectly, be the... | |
 | 1978 - 1130 lapas
...§240.14dl Filing Schedule 14D-1 (§240.14dl) and furnishing of information to security holders. '(a) No person, directly or indirectly, by use of the mails...tenders of, any class of any equity security which is regisTitle 17— Commodity and Securities Exchanges tered pursuant to section 12 of the Act, or any... | |
 | 1971 - 600 lapas
...of counsel. (1) Invitations for tenders. (1) No person, directly or indirectly, by use of the malls or by any means or instrumentality of interstate commerce...registered pursuant to section 12 of the Act, of a member State bank if, after consummation thereof, such person would, directly or indirectly, be the... | |
 | 1979 - 1240 lapas
...omission of the proposal to be proper and a copy of such supporting opinion of counsel. (1) Invitation for tenders. (1) No person, directly or indirectly,...otherwise, shall make a tender offer for, or a request Chapter II — Federal Reserve System §206.6 or invitation for tenders of, any class of any equity... | |
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Invitations for tenders. (1) No person, directly or indirectly, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, shall make a tender offer for, or a request... 
