Role of Giant Corporations: Corporate secrecy: ownership and control of industrial and natural resources

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5313. lappuse - D. Free distribution by mail, carrier or other means 1. Samples, complimentary, and other free copies 2. Copies distributed to news agents, but not sold E.
5313. lappuse - Has any class or issue of securities any special privileges in the election of directors, trustees, or managers, or in the determination of corporate action by any method? If so, describe fully each class or issue and give a concise, brief, succinct statement showing clearly the character and extent of such privileges.
5306. lappuse - Only those stockholders need be considered who are officers or directors or who directly or indirectly own 1 percent or more of the outstanding voting stock.
5312. lappuse - Statement of Ownership, Management and Circulation (Act of August 12, 1970: Section 3685, Title 39, United States Code).
5450. lappuse - ... at the market" or at price related to the market price unless such broker or dealer knows or has reasonable grounds to believe that a market for such security exists other than that made, created, or controlled by him, or by any person for whom he is acting or with whom he is associated in such distribution, or by any person controlled by, controlling or under common control with him. (Sec. 2, 52 Stat. 1075; 15 USC 78o) § 240.15cl-9 Use of pro forma balance sheets. The term "manipulative, deceptive,...
5312. lappuse - The Equitable Life Assurance Society of the United States, 1285 Avenue of the Americas, New York, NY 10019 ; * Ferro & Co., 35 Congress Street, Boston, Mass.
5314. lappuse - ... officers of the organization. (3) If the application is by a corporation or a joint-stock company, the names and addresses of the officers and directors of the applicant and the names and addresses of the 20 stockholders of the applicant who, at...
5450. lappuse - manipulative, deceptive, or other fraudulent device or contrivance", as used in section 15(c) (1) of the act, is hereby defined to include any representation made to a customer by a broker or dealer who Is participating or otherwise financially interested in the primary or secondary distribution of any security which is not admitted to trading on a national securities exchange that such security is being offered to such customer "at the market...
5304. lappuse - A monthly summary of security transactions and holdings reported under the provisions of the Securities Exchange Act of 1934, the Public Utility HoldIng Company Act of 1935, and the Investment Company Act of 1940 by officers, directors, and certain other persons.
5759. lappuse - In the matter of amendment of sections 73.35, 73.240, and 73.636 of the Commission's rules relating to multiple ownership of standard. FM and television broadcast stations

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