 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...such terms and conditions as the Commission may deem necessary to impose in the public interest and for the protection of investors, withdraw from registration...written notice of withdrawal with the Commission. "(c) No registered broker or dealer, nor any other person, shall make use of the mails or of any means... | |
 | United States. Securities and Exchange Commission - 1950 - 948 lapas
...broker or dealer may, upon such terms and conditions as the Commission may deem necessary in the public interest or for the protection of investors, withdraw...Commission finds that any registered broker or dealer, ... is no longer in existence or has ceased to do business as a broker or dealer, the Commission shall... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...broker or dealer may, upon such terms and conditions as the Commission may deem necessary In the public Interest or for the protection of Investors, withdraw...written notice of withdrawal with the Commission." • Uonroe Marlts, 9 SEC 660 (1941) ; Lowell Nlebuhr <C Co., Inc., 18 3. EC 471 (1045). IN THE MATTER... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 lapas
...broker or dealer may, upon such terms and conditions as the Commission may deem necessary In the public Interest or for the protection of investors, withdraw...written notice of withdrawal with the Commission. We need not decide here the question whether a request for withdrawal of registration must be granted... | |
 | United States. Securities and Exchange Commission - 1953 - 734 lapas
...broker or dealer may, upon such terms and conditions as the Commission may deem necessary in the public Interest or for the protection of Investors, withdraw...a written notice of withdrawal with the Commission . . ." • Itonroe Markt, 9 8. EC 669 (1941) ; Lowell Niebuhr d Co., Inc., 18 8. EC 471 (1945) ; Henry... | |
 | United States. Securities and Exchange Commission - 1955 - 920 lapas
...broker or dealer may, upon such terms and conditions ai the Commission may deem necessary In the public interest or for the protection of Investors, withdraw...registration by filing a written notice of withdrawal with th* Commission." Rule X-15B-6 promulgated under Section IS (b) provides, In substance, that If a broker-dealer... | |
 | United States. Securities and Exchange Commission - 1960 - 996 lapas
...that such broker or dealer may, upon such terms and conditions as we may deem necessary In the public interest or for the protection of investors, withdraw...registration by filing a written notice of withdrawal. Under Rule 15b-6 (17 CFR 240.15b-6) under the Exchange Act, registrant's norice did not tiecome effective,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...terms and conditions relating to orderly liquidation as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing with the Commission a written notice of withdrawal in such form as the Commission may by rules and... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...terms and conditions relating to orderly liquidation as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing with the Commission a written notice of withdrawal in such form as the Commission may by rules and... | |
 | United States - 1938 - 48 lapas
...or affiliated) may, upon such reasonable notice as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing with the Commission a written notice of withdrawal in such form as the Commission may by rules and... | |
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Any registered broker or dealer may, upon such terms and conditions as the Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. 
