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" Act of 1933, as amended, shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such supplementary and periodic... "
Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ... - 3. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 26 lapas
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Legislative Calendar, 53. sējums,2. daļa

United States. Congress. Senate. Committee on Finance - 1939 - 1104 lapas
...documents, and reports which may be required pursuant to section 13 of the Securities Exchange Act of 1934, in respect of a security listed and registered on a national securities exchange as may be prescribed in such rules and regulations ; "(2) to file with the indenture trustee and the...
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Decisions and Reports, 7. sējums

United States. Securities and Exchange Commission - 1941 - 1192 lapas
...information * * * which may be required pursuant to Section 13 of the Securities Exchange Act of 1934, in respect of a security listed and registered on a national securities exchange" as the Commission may prescribe by rules and regulations. Such rules and regulations may also call...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 332 lapas
...and reports which may be required pursuant to section 13 of the Securities and Exchange Act of 1934 in respect of a security listed and registered on a national securities exchange, as may be prescribed in such rules and regulations, and (B) such additional information with respect...
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Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 lapas
...and reports which may be required pursuant to section 13 of the Securities and Exchange Act of 1934 in respect of a security listed and registered on a national securities exchange, as may be prescribed in such rules and regulations, and (B) such additional information with respect...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 lapas
...such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such...offering price of such issue of securities, plus the aggrefate value of all other securities of such issuer of the same class (as ereinafter defined) outstanding,...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such...and reports as may be required pursuant to section 78m of this title in respect of a security listed and registered on a national securities exchange;...
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United States Code, 1. sējums;3. sējums

United States - 1994 - 1332 lapas
...supplementary and periodic information, documents, and reports which may be required pursuant to section 78m Ԑ V Q wu H e| kh T - ys4 yx * ѵ z \ a #S / e>>I 4 m " ?u as may be prescribed in such rules and regulations; (2) file with the indenture trustee and the Commission,...
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Securities Exchange Act Amendments: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 264 lapas
...may be required in respect of an application to register a security pursuant to subsection (b), and such supplementary and periodic information, documents,...section 13 of this title in respect of a security so registered. Whether or not a registration statement has been filed pursuant to this subsection,...
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Securities Exchange Act Amendments, Hearings Before a Subcommttee of ...,81 ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 lapas
...may be required in respect of an application to register a security pursuant to subsection (b), and such supplementary and periodic information, documents...section 13 of this title in respect of a security so registered. Whether or not a registration statement has been filed pursuant to this subsection,...
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United States of America, Plaintiff, Against Henry S. Morgan, Harold Stanley ...

1950 - 634 lapas
...information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security listed and registered on a national securities exchange." With respect to the proposed amendment of section 15 of the Securities Exchange Act, the report said...
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