Slēptie lauki
Grāmatas Grāmatas
" ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... "
Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ... - 2. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 26 lapas
Pilnskats - Par šo grāmatu

Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 lapas
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations...
Pilnskats - Par šo grāmatu

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 lapas
...proceeding before the Commission with respect to registration, any statement which was at the tune and in the light of the circumstances under which...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be...
Pilnskats - Par šo grāmatu

Report on the Study and Investigation of the Work, Activities ..., 6-8. sējumi

United States. Securities and Exchange Commission - 1936 - 1320 lapas
...to a special class of corporation, ie, public utility holding companies and their subsidiaries.81 Iw time and in the light of the circumstances under which It was made, false or misleading ritb respect to any material fact. Rult LAS. Solicitation of proaiei to T>e filed. A copy of the form...
Pilnskats - Par šo grāmatu

Legislative Calendar, 53. sējums,2. daļa

United States. Congress. Senate. Committee on Finance - 1939 - 1104 lapas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
Pilnskats - Par šo grāmatu

To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
Pilnskats - Par šo grāmatu

Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 232 lapas
...pursuant toany provisions of this Act, or any rule, regulation or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
Pilnskats - Par šo grāmatu

To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
Pilnskats - Par šo grāmatu

Decisions and Reports, 14. sējums

United States. Securities and Exchange Commission - 1947 - 1062 lapas
...to becoming such, or (2) any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing...misleading with respect to any material fact; ... or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title,...
Pilnskats - Par šo grāmatu

Decisions and Reports, 3. sējums

United States. Securities and Exchange Commission - 1940 - 1240 lapas
...public interest and that (1) such broker or dealer whether prior or subsequent to becoming such, or (2) any . . . person directly or indirectly controlling...any material fact; or (B) has been convicted within 10 years preceding the filing of any such application or at any time thereafter of any felony or misdemeanor...
Pilnskats - Par šo grāmatu

Decisions and Reports, 18. sējums

United States. Securities and Exchange Commission - 1950 - 948 lapas
...... (A) has willfully made or caused to be made In any application for registration pursuant to tliin subsection or In any document supplemental thereto...misleading with respect to any material fact ; or ... (D) has wlllfuly violated any provision of the Securltio Act of 1833, as amended, or of this title,...
Pilnskats - Par šo grāmatu




  1. Mana bibliotēka
  2. Palīdzība
  3. Izvērstā grāmatu meklēšana
  4. Lejupielādējiet ePub
  5. Lejupielādēt PDF