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" Commission) of the amount of all equity securities of such issuer of which he is the beneficial owner, and within ten days after the close of each calendar month thereafter, if there has been... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - 93. lappuse
autors: United States. Securities and Exchange Commission - 1955
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United States Reports: Cases Adjudged in the Supreme Court at ..., 423. sējums

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977 - 970 lapas
...security is registered on a national securities exchange, shall also file with the exchange), a statement indicating his ownership at the close of the calendar...ownership as have occurred during such calendar month." 81 The drafters clearly thought that § 16 (a) would help deter abuses not covered by § 16 (b) . "[Mr....
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 lapas
...beneficial ownership during suoh mouth, shall file with the exchange and the Commission a statement indicating his ownership at the close of the calendar...ownership as have occurred during such calendar month. Senator KEAN. Suppose a man is not a director at all and does not want to be a director, and he happens...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...change in such ownership (luring such month, shall file with the exchange and the Commission a statement indicating his ownership at the close of the calendar...ownership as have occurred during such calendar month. (b) Any profit realized by such beneficial owner, director, or officer from any purchase and sale or...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...beneficial ownership during such month, shall file with the exchange and the Commission a statement indicating his ownership at the close of the calendar month and such changes in his owner* snip as have occurred during such calendar month. (b) It shall be unlawful for any director,...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...exchange and the Commission a statement indicating his ownership at the close of the calendar mouth and such changes in his ownership as have occurred during such calendar month. (W It shall be unlawful for any director, officer, or owner of securities, owning as of record and/or...
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Official Summary of Stock Transactions and Holdings of Officiers ..., 1. sējums

United States. Securities and Exchange Commission - 1935 - 208 lapas
...heen any change in such ownership during such month, shall file with the exchange a state ment (and a duplicate original thereof with the Commission) indicating...ownership as have occurred during such calendar month. (h)For the purpose of p㏄venting the unfair use of information which may have heen ohtained hy such...
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Report on the Study and Investigation of the Work, Activities ..., 6-8. sējumi

United States. Securities and Exchange Commission - 1936 - 1320 lapas
...been any change In such ownership during such month, shall fllo with the exchange a statement (and a duplicate original thereof with the Commission) Indicating his ownership at the close of the calen dar month and such changes in his ownership as have occurred during such calendar month." In...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 lapas
...such ownership during such month, shall file a statement indicating his ownership at the close of the month and such changes in his ownership as have occurred during such calendar month. Section 17 (a) of the Public Utility Holding Company Act of 1935 provides for the filing of similar...
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Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1180 lapas
...such ownership during such month, shall file a statement indicating his ownership at the close of the month and such changes in his ownership as have occurred during such calendar month. The Commission has adopted three forms for use in submitting statements under section 16 (a) ; viz,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...been any change in such ownership during such month, shall file with the exchange a statement (and a duplicate original thereof with the Commission) indicating...ownership as have occurred during such calendar month. (b) For the purpose of preventing the unfair use of information which may have been obtained by such...
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