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" manipulative, deceptive, or other fraudulent device or contrivance", as used in section 15 (c) (1) of the act, Is hereby defined to Include any... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - 80. lappuse
autors: United States. Securities and Exchange Commission - 1955
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Decisions and Reports, 11. sējums

United States. Securities and Exchange Commission - 1945 - 1290 lapas
...: or course of business which operates or would operate as a fraud or deceit upon any person. "(h) The- term 'manipulative, deceptive, or other fraudulent...contrivance,' as used In Section 15 (c) (1) of the Act, la hereby defined to Include any untrue statement of a material fact and any omission to state a material...
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Decisions and Reports, 31. sējums

United States. Securities and Exchange Commission - 1956 - 926 lapas
...practice, or course of business which operates or would operate as a fraud or deceit upon any person. "(b) The term 'manipulative, deceptive, or other fraudulent...as used in section 15 (c) (1) of the Act, Is hereby denned to Include any untrue statement of a material fact and any omission to state a material fact...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 lapas
...section 15 (c) of the act. RULE MC3. Misrepresentation by brokers and dealers as to registration. — The term "manipulative, deceptive, or other fraudulent...device or contrivance," as used in section 15 (c) of the act, is hereby defined to include any representation by a broker or dealer that the registration...
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Decisions and Reports, 25. sējums

United States. Securities and Exchange Commission - 1953 - 828 lapas
...practice, or course of business which operates or would operate as a fraud or deceit upon any person. "(b) The term 'manipulative, deceptive, or other fraudulent...made, not misleading, which statement or omission IB made with knowledge or reasonable grounds to believe that It is untrue or misleading." » See n....
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Decisions and Reports, 24. sējums

United States. Securities and Exchange Commission - 1953 - 734 lapas
...upon any person, In connection with the purchase or sale of any security. Bale X-15C1-2 provides : (a) The term "manipulative, deceptive, or other fraudulent...(c) (1) of the Act, Is hereby defined to Include any act, practice, or course of business which operates or would operate ns a fraud or deceit upon any...
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Decisions and Reports, 16. sējums

United States. Securities and Exchange Commission - 1950 - 856 lapas
...disclosure a pro forma statement is meaningless and deceptive. Rule X-15C1-9 accordingly provides: The term "manipulative, deceptive, or other fraudulent...or contrivance," as used In Section 15 (c) (1) of tbe Act, Is hereby defined to Include the use of financial statements purporting to give effect to...
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Decisions and Reports, 15. sējums

United States. Securities and Exchange Commission - 1949 - 1134 lapas
...any persc-c. "(b) The term 'manipulative, deceptive, or other fraudulent device or contrivance,' u used in Section 15 (c) (1) of the Act, is hereby defined to include any untrue statement d « material fact and any omission to state a material fact necessary in order to mate *** statements...
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Decisions and Reports, 35. sējums

United States. Securities and Exchange Commission - 1957 - 756 lapas
...The term 'manipulative, deceptive, or other fraudulent device or contrivance,' as used in section IB (c) (1) of the Act, Is hereby defined to include any untrue statement of a material fact nnd any omission to state a material fact necessary in order to make the statements made, in the light...
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Decisions and Reports, 19. sējums

United States. Securities and Exchange Commission - 1951 - 862 lapas
...would operate as a fraud or deceit upon any person. Rule X-15C1-2 adopted thereunder provides: "(b) The term 'manipulative, deceptive, or other fraudulent...device or contrivance,' as used in section 15 (c) (I) of the Act, is hereby defined to include any untrue statement of a material fact and any omiation...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 lapas
...anj act, practice or course of business which operates as a fraud or deceit npon any person, and (2) any untrue statement of a material fact, and any omission to state, a material fact necessary to make other statements that were made, not misleading, when the untrue statement or omission occurs...
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