| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 lapas
...not exempted under sections 3 or 4, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities, or transactions... | |
| 1971 - 660 lapas
...privileges on the exchange has been filed. -21 315 (c) Notwithstanding paragraph (b) of this section, the Commission, having due regard for the public interest...extension or termination thereof. (d) The Exchange shall file with the Commission a notification on Form 26 ' promptly after taking action to admit any security... | |
| 2001 - 994 lapas
...trading privileges on the exchange has been filed. (c) Notwithstanding paragraph (b) of this section, the Commission, having due regard for the public interest...the issuer of the extension or termination thereof. 17CFRCh. Il (4-1-01 Edition) (d) The Exchange shall file with the Commission a notification on Form... | |
| 1968 - 782 lapas
...trading privileges on the exchange has been filed. (c) Notwithstanding paragraph (b) of this section, the Commission, having due regard for the public interest...period of exemption of any security by this rule or may soo¿r terminate the exemption upon notice to the exchange and to the issuer of the extension or termination... | |
| 1949 - 736 lapas
...of any amendment to Form 3-M which requires additional information, or within such further period as the Commission, having due regard for the public interest and the protection of investors, may by order specify, such information shall be reported on Form 6-M by each registrant who has filed an... | |
| 1981 - 668 lapas
...exchange or a registered national securities association. Such plan shall not become effective unless the Commission, having due regard for the public interest and the protection of investors, declares the plan to be effective. Furthermore, the Commission, in declaring any such plan... | |
| United States. Securities and Exchange Commission - 1939 - 1152 lapas
...Commission, that the Federal Trade Commission thereupon issued an order, reading in part as follows : The Commission, having due regard for the public interest and the protection of investors, and the amendments filed August 21, 1933, the registration statement of the Bankers Union... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 lapas
...exempted from section 5 of said net. except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities, or transactions."... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 lapas
...exempted from section ", of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of Investors, may prescribe by rules or regulations with respect to any class of persons, securities, or transactions.'... | |
| United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...exempted from section 5 of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities, or transactions.4... | |
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