General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1955 |
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1.5. rezultāts no 9.
. lappuse
... STABILIZING PRICES OF SECURITIES TO FACILITATE Offering at THE MARKET X - 9A6-1 . Scope of regulation__ . 13 X - 9A6-2 . Definitions .. 13 X - 9A6-3 . Notice of intention to stabilize_ 13 X - 9A6-4 . Transactions while stabilizing- 13 X ...
... STABILIZING PRICES OF SECURITIES TO FACILITATE Offering at THE MARKET X - 9A6-1 . Scope of regulation__ . 13 X - 9A6-2 . Definitions .. 13 X - 9A6-3 . Notice of intention to stabilize_ 13 X - 9A6-4 . Transactions while stabilizing- 13 X ...
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... STABILIZING X - 17A - 2 . Reports of certain stabilizing activities ............... X - 17A - 3 . Records to be made by certain exchange members , brokers , and dealers .__ . Page 110 111 X - 17A - 4 . Records to be preserved by certain ...
... STABILIZING X - 17A - 2 . Reports of certain stabilizing activities ............... X - 17A - 3 . Records to be made by certain exchange members , brokers , and dealers .__ . Page 110 111 X - 17A - 4 . Records to be preserved by certain ...
13. lappuse
... stabilizing the price of such security ( hereinafter referred to as stabilizing ) to facilitate an offering at the market of any registered security . Rule X - 9A6-2 . Definitions . When used in this regulation and in the form ...
... stabilizing the price of such security ( hereinafter referred to as stabilizing ) to facilitate an offering at the market of any registered security . Rule X - 9A6-2 . Definitions . When used in this regulation and in the form ...
14. lappuse
... stabilizing , or in the exercise of discretionary power ( 1 ) effect any purchase thereof ( i ) above the price at ... stabilize is sent to the Commission , but shall not exceed such first purchase price by more than one point , except ...
... stabilizing , or in the exercise of discretionary power ( 1 ) effect any purchase thereof ( i ) above the price at ... stabilize is sent to the Commission , but shall not exceed such first purchase price by more than one point , except ...
15. lappuse
... STABILIZE THE PRICE ( S ) OF . ON . ( Identify security ( ies ) in which stabilizing transactions will be effected ) ( Identify exchange ( s ) on which stabilizing transactions will be effected . If none , omit this line ) THIS ...
... STABILIZE THE PRICE ( S ) OF . ON . ( Identify security ( ies ) in which stabilizing transactions will be effected ) ( Identify exchange ( s ) on which stabilizing transactions will be effected . If none , omit this line ) THIS ...
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Bieži izmantoti vārdi un frāzes
account of customers admitted to dealing aggregate indebtedness amendment annual report application for registration application or report appropriate assets beneficial owner broker or dealer certificate consent and power deemed directly or indirectly director effective date equity security exempt security Exempted From Registration Exemption From Section financial statements fiscal form of proxy furnish hypothecation incorporated by reference issuance issuer lien or claim listed and registered loan managing agent material means ment national securities exchange officer operation of section owner or lessee paragraph partner or managing person pledgees power of attorney proxy statement purchase or sale pursuant to section registered or applying registration statement rules and regulations section 12 Securities Act securities carried securities ex Securities Exchange Act securities sold security exempted security holders security is admitted Service of Process solicitation specified stabilizing suant term thereto tion transaction unlisted trading privileges warrant
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93. lappuse - Commission) of the amount of all equity securities of such issuer of which he is the beneficial owner, and within ten days after the close of each calendar month thereafter, if there has been...