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tinue to perform its function until final action is taken on the application.

Third, when it comes to the imposition of rules and regulations, particularly as to compatibility, machinery and transfer agent functions, it should be remembered that there are large transfer agents and small transfer agents, and that a rule or regulation acceptable to a large transfer agent might be impossible for a small transfer agent economically or practically.

Fourth. In establishing a standard form or format for a certificate, it should be remembered there are large issuers and small issuers and large transfer agents and small transfer agents, and that any form or format must be feasible, economically and practically, for all of them. Our Canadian director, Mr. Bruce B. Upshall of Canada Permanent Trust Co., would like me to state that he recognizes the intention of section 13 in respect of the extra territorial application of the proposed act.

He would like the opportunity to give his comments at an appropriate time to the subcommittee on securities through the Stock Transfer Association, Inc., upon the rules prescribed by the Commission because those rules might unintentionally affect Canadian tranfer agents and registrars of shares of U.S. companies traded on stock exchanges in Canada, and Canadian companies whose shares are traded on stock exchanges in the United States having transfer agents and registrars in New York, Boston, Chicago, and other U.S. cities.

If this committee considers it helpful, we will be glad to elaborate on any of the material presented.

Thank you, Senator.

(The directory of members, certificate of incorporation, and bylaws follow :)

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New York, N.Y. New York, N.Y. Birmingham, Ala.

Albuquerque, N. Mex. Montreal, Que., Canada

New York, N.Y. New York, N.Y. San Francisco, Calif. Indianapolis, Ind.

American Express International Banking Corp-----
American Express Investment Management Co-------
American Fletcher National Bank and Trust Co-----‒‒‒‒‒‒‒‒‒
American National Bank and Trust Co----.

American National Bank & Trust Co. of Michigan, The_-
American National Bank & Trust Co. of South Pasadena____St.

American Security & Trust Co-----
American Smelting and Refining Co.-.
American Standard Inc_-_

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American Stock Exchange.

American Stock Exchange Clearing Corp

American Stock Transfer Corp----.

American Stock Transfer, Inc----

American Telephone & Telegraph Co---.

Armco Steel Corp----.

Ashland Oil, Inc---

Chicago, Ill. Kalamazoo, Mich. Petersburg, Fla. Washington, D.C. New York, N.Y.

New York, N.Y.

New York, N.Y.

New York, N.Y.

Atlantic National Bank of Jacksonville, The-

Bangor Punta Corp-----

Miami, Fla.

Salt Lake City, Utah
Piscataway, N.J.
Middletown, Ohio
Ashland, Ky.

Jacksonville, Fla.
Greenwich, Conn.

Bank of America National Trust & Savings Association----- Los Angeles, Calif.

THE STOCK TRANSFER ASSOCIATION, INC.-Continued

Alphabetical Directory of Association Members

Bank of America National Trust & Savings Association____ San Francisco, Calif. Bank of California, N.A..........

Bank of California, N.A., The..

Bank of Delaware--.

Bank of Indiana, National Association_-_

Bank of Montreal Trust Co----

Bank of New Jersey, The‒‒‒‒‒

Bank of New York, The-

Bank of Nova Scotia Trust Company of New York.. Bank of The Commonwealth__.

Bank of the Southwest National Association__

Bankers Trust Co-----.

Barnett First National Bank of Jacksonville..........
Bell Canada‒‒‒‒

Bendix Corporation Executive Offices, The_.
Bethlehem Steel Corp--

Birmingham Trust National Bank___.

Bishop Trust Company Ltd__

Boston Safe Deposit & Trust Co-----
Boston Stock Exchange Clearing Corp..

Bradford Shareholder Services, Inc--
British American Bank Note Co. Ltd_
Burlington Northern__.

Business Men's Assurance Company of America--

Canada Permanent Trust Co-_-_

Canada Permanent Trust Co..

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Los Angeles, Calif. San Francisco, Calif. Wilmington, Del. Gary, Ind. New York, N.Y.

Camden, N.J.
New York, N.Y.
New York, N.Y.
Detroit, Mich.
Houston, Tex.
New York, N.Y.
Jacksonville, Fla.

Montreal, Que., Canada
Southfield, Mich.
New York, N.Y.
Birmingham, Ala.
Honolulu, Hawaii
Boston, Mass.
Boston, Mass.
New York, N.Y.

Ottawa, Ontario, Canada St. Paul, Minn. Kansas City, Mo. Montreal, Que., Canada Toronto, Ontario, Canada Toronto, Ontario, Canada Montreal, Que., Canada New York, N.Y. Montreal, Que., Canada Denver, Colo. --Durham, N.C. Allenhurst, N.J.

Chicago, Ill. Cleveland, Ohio

Richmond, Va. Philadelphia, Pa. -Cincinnati, Ohio -Rochester, N.Y. -Burbank, Calif.

New York, N.Y. New York, N.Y. ---Chicago, Ill. Cincinnati, Ohio New York, N.Y. -Atlanta, Ga. Louisville, Ky. -Los Angeles, Calif. Kansas City, Mo.

Detroit, Mich. Cleveland, Ohio Cleveland, Ohio

Denver, Colo.

Kansas City, Mo. Kansas City, Mo. Nashville, Tenn. Salt Lake City, Utah Jersey City, N.J. Chicago, Ill. New York, N.Y. Hartford, Conn.

THE STOCK TRANSFER ASSOCIATION, INC.-Continued

Alphabetical Directory of Association Members

Consolidated Edison Company of New York, Inc..

Consolidated Natural Gas Co..

Consumers Power Co---

New York, N.Y.

New York, N.Y. Jackson, Mich.

Continental Illinois National Bank and Trust Company of Chicago Chicago, Ill.

Continental Stock Transfer Co----
Continental Stock Transfer Co.
Crocker-Citizens National Bank.

Crocker-Citizens National Bank..
Crown Trust Company-.
Crown Trust Company-
Data-Sys-Tance, Inc----

Deer Valley Transfer Co‒‒‒‒‒
Delaware Management Co., Inc..
Delfi Service Corp--

Deposit Guaranty National Bank-
Deputy Treasurer, City of Baltimore-
Detroit Bank & Trust Co‒‒‒‒‒
Detroit Edison Co----

Detroit Stock Clearing Corp.
Diamond International Corp--
Dollar Savings & Trust Co., The----
du Pont de Nemours and Co., E. I--
E & H Shareholder Services, Inc..
Equitable Trust Co----

E. S. E. Stock Transfer Corp---
Exchange Bank & Trust Co-----.

Farmers Bank of the State of Delaware_

Federated Banknote Co----.

Fidelity Bank, The___.

Fidelity Union Trust Co-‒‒‒‒

Fifth Third Bank, The--‒‒‒

Finserv Computer Corp---

Firestone Tire & Rubber Co---.

First American National Bank of Nashville_
First & Merchants National Bank_.
First-Citizens Bank & Trust Co-----
First City National Bank of Houston--
First Jersey National Bank, The_----
First National Bank---.

Jersey City, N.J. New York, N.Y. Los Angeles, Calif. San Francisco, Calif. Montreal, Que., Canada Toronto, Ontario, Canada Kansas City, Mo.

First National Bank and Trust Company of Tulsa, The_-.

First National Bank at Orlando___

First National Bank in Dallas..

First National Bank in St. Petersburg, The_

First National Bank of Arizona__.

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Phoenix, Ariz. Philadelphia, Pa.

Wilmington, Del.

Jackson, Miss.

Baltimore, Md.

Detroit, Mich.

Detroit, Mich.

Detroit, Mich. New York, N.Y. Youngstown, Ohio Wilmington, Del. Boston, Mass. Baltimore, Md. Rockville Centre, N.Y. Dallas, Texas Wilmington, Del. New York, N.Y. Philadelphia, Pa.

Newark, N.J. Cincinnati, Ohio Schenectady, N.Y.

Akron, Ohio

Nashville, Tenn.

Richmond, Va.

Raleigh, N.C.

Houston, Tex. Jersey City, N.J. Kansas City, Mo.

Tulsa, Okla.
Orlando, Fla.
Dallas, Texas

St. Petersburg, Fla.
Phoenix, Ariz.
Atlanta, Ga.
Birmingham, Ala.

Boston, Mass.
Chicago, Ill.
Cincinnati, Ohio

Denver, Colo.

Jacksonville, N.C.

Baltimore, Md.
Memphis, Tenn.
Minneapolis, Minn.

Portland, Oreg.
Erie, Pa.

Pleasantville, N.J.
Washington, D.C.
New York, N.Y.
Newark, N.J.

New Haven, Conn.

THE STOCK TRANSFER ASSOCIATION, INC.-Continued

Alphabetical Directory of Association Members

First Pennsylvania Banking and Trust Co. The_-_.

First Trust Company of Saint Paul__.

First Union National Bank of North Carolina__

First Valley Bank, The__

First Western Bank and Trust Co.

First Wisconsin Trust Co

Ford Motor Co____

Fort Wayne National Bank_

Fort Worth National Bank, The_.
Franklin Life Insurance Co., The....
Franklin National Bank_.

Frost National Bank_.

General Electric Co-‒‒‒‒
General Mills, Inc.-

General Motors Corp..

General Tire & Rubber Co., The-

General Trust of Canada__

Georgetown & Co

Girard Trust Bank..

Group Securities, Inc.

Guaranty Bank and Trust Co---

Guaranty Trust Company of Canada....
Harris Trust and Savings Bank_.
Hartford Fire Insurance Co__.

Hartford National Bank & Trust Co..
Hawaiian Electric Co., Inc..
Hawaiian Trust Co., Limited-

Health Industries, Inc___

Houston National Bank___

Illinois Bell Telephone Co---.

Illinois Stock Transfer Co---

Imperial Oil Limited--

INA Corporation____

Indiana National Bank___

Industrial National Bank of Rhode Island_. Industrial Valley Bank and Trust Co----International Business Machines Corp-International Telephone & Telegraph Corp.. Interstate Brands Corp‒‒‒‒

International Transfer Co., Inc__

Interstate Life & Accident Insurance Co--

Investment Companies Services Corp‒‒‒‒

Investment Data Corp-

Investors Diversified Services, Inc.

Iowa-Des Moines National Bank_

Iowa Public Service Co----.

Irving Trust Co____

Israel Discount Trust Co---.

J. C. Penney Co., Inc___

Johnson & Higgins..

Kentucky Central Life Insurance Co..

Kings Lafayette Bank_

La Salle National Bank_

Lexington Management Corp-
Libby, McNeill & Libby---

Liberty National Bank and Trust Company

of Oklahoma City, The_

Liberty National Life Insurance Co.
Liggett & Myers, Inc----

Lincoln Rochester Trust Co.

Litton Industries, Inc____

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THE STOCK TRANSFER ASSOCIATION, INC.-Continued

Alphabetical Directory of Association Members

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Marine Midland Trust Co. of Rochester__

Marine Midland Trust Company of Western New York.......

Marine National Exchange Bank_.

Maryland National Bank..

McDonnell Douglas Corp--

McLean Trucking Co--

Mellon National Bank and Trust Co..

Mercantile Bank & Trust Co___.

Mercantile National Bank at Dallas__.
Mercantile-Safe Deposit and Trust Co-‒‒‒
Mercantile Trust Co., N.A....

Merchants National Bank & Trust Co..
Merchants National Bank of Mobile, The_
Merchants-Produce Bank___
Metropolitan Trust Co., The---.

Michigan Bank, National Association__.
Michigan National Bank..

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National Bank of Washington, The_

National Boulevard Bank of Chicago_.

National Central Bank____

National City Bank of Cleveland.

National Commercial Bank & Trust Co., The_-.
National Newark & Essex Bank..

National Savings and Trust Company-.
National Shawmut Bank of Boston, The--.
National State Bank, Elizabeth, N.J., The_
National Trust Company, Limited_
National Trust Company, Ltd., The---
National Western Life Insurance Co----
New England Merchants National Bank....
New England Telephone & Telegraph Co-
New York State Electric & Gas Corp----
New York Stock Exchange--
North Carolina National Bank_
Northern Bank Note Co-----
Northern Nation Gas Co-----

Northern States Power Co-

Northern Trust Co-----

Northwestern National Bank of Minneapolis.
Ohio Citizens Trust Co., The-----

Dallas, Tex. Portland, Maine

Buffalo, N.Y. New York, N.Y. Detroit, Mich Findlay, Ohio New York, N.Y. Rochester, N.Y.

Buffalo, N.Y. Milwaukee, Wis. Baltimore, Md. St. Louis, Mo. Winston-Salem, N.C. Pittsburgh, Pa. Kansas City, Mo.

Dallas, Tex.
Baltimore, Md.
St. Louis, Mo.
Indianapolis, Ind.
Mobile, Ala.
Kansas City, Mo.

-Toronto, Ontario, Canada
---Detroit, Mich.
-Grand Rapids, Mich.
Milwaukee, Wis.
Minneapolis, Minn.

Chicago, Ill.

New York, N.Y.
St. Louis, Mo.
Butte, Mont.

Montreal, Que., Canada

Toronto, Ontario, Canada

New York, N.Y. --Denver, Colo. El Dorado, Ark. Dallas, Tex. -Detroit, Mich. New York, N.Y. Washington, D.C. -Chicago, Ill. Reading, Pa. -Cleveland, Ohio

Albany, N.Y.
Newark, N.J.

Washington, D.C.
Boston, Mass.
Plainfield, N.J.

Toronto, Ontario, Canada
Montreal, Que., Canada

-Austin, Tex.

Boston, Mass.

Boston, Mass.

Ithaca, New York

New York, N.Y. Charlotte, N.C. LaGrange, Ill. Omaha, Nebr. Minneapolis, Minn.

Chicago, Ill.

-Minneapolis, Minn.

--Toledo, Ohio

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