 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...fraudulent device or contrivance," as such term is used in section 15 (c) (1) of the Act. Rule 10b-5. Employment of Manipulative and Deceptive Devices....or of the mails, or of any facility of any national securities exchange, ( 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States - 1938 - 48 lapas
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use...facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale,... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1951 - 862 lapas
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1950 - 856 lapas
...the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, to use or employ, In connection with the purchase or sale of any security otherwise... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 lapas
...protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | United States - 1953 - 1692 lapas
...section, see note by Advisory Committee under said rule 54. One form of action, see rule 2. § 78j. pter. (e) Co@^ effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 lapas
...as originally enacted— and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange — and regulations as the Commission may prescribe as necessary or appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 lapas
...aa originally enacted — and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange — ******** "(b) To use or employ, in connection with the purchase or sale of... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange. 
