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" No commissioner shall engage in any other business, vocation, or employment than that of serving as commissioner, nor shall any commissioner participate, directly or indirectly; in any stock-market operations or transactions of a character subject to... "
Code of Federal Regulations: Containing a Codification of Documents of ... - 78. lappuse
1964
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...members of different political parties shall be appointed alternately as nearly as may be practicable. No commissioner shall engage in any other business,...regulation by the Commission pursuant to this title. Each Commissioner shall receive a salary at the rate of $20,000 a year,1 except that the chairman shall...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...members of different political parties shall be appointed alternately as nearly as may be practicable. No commissioner shall engage in any other business,...regulation by the Commission pursuant to this title. Each commissioner shall receive a salary at the rate of $10,000 a year and shall hold office for a...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...members of different political parties shall be appointed alternately as nearly as may be practicable. y, agriculture, labor, and State and local governments, chapter. Each commissioner shall receive basic compensation at the rate of $15,000 per annum and shall...
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1946 Extension of Reconstruction Finance Corpration, Hearings Before ..., 79 ...

United States. Congress. Senate. Committee on Banking and Currency - 1946 - 76 lapas
...respect to members of the Securities and Exchange Commission that — No commissioner shall engaged in any other business, vocation or employment than...commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject to regulation by the commission pursuant...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 lapas
...Commission are subject also to the following prohibition In section 4 (a) of the Securities Exchange Act of 1934: "• * * No commissioner shall engage In any...regulation by the Commission pursuant to this title • • •". Detailed provisions regarding outside or private employment and transactions in securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1960 - 294 lapas
...Securities Exchange Act of 1934: "* * * No commissioner shall engage in any other business, ^ ocatlon, or employment than that of serving as commissioner,...regulation by the Commission pursuant to this title • * *" Detailed provisions regarding outside or private employment and transactions in securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 lapas
...following prohibition In section 4(a) of the Securities Exchange Act of 19M (15 U.8.C. 78d(a»: "• * * ments for the preceding fiscal year and stock market operations or transactions of a character subject to regulation by the Commission pursuant...
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The Code of Federal Regulations of the United States of America

1971 - 660 lapas
...following prohibition in section 4(a) of the Securities Exchange Act of 1934 (15 USC 78d(a) ):"*** No Commissioner shall engage In any other business,...Commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject to regulation by the Commission pursuant...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 560 lapas
...following prohibition in section 4(a) of the Securities Exchange Act of 1934 (15 USC 78d(a)): "* * * No Commissioner shall engage in any other business,...Commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject to regulation by the Commission pursuant...
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The Code of Federal Regulations of the United States of America

1967 - 740 lapas
...as Commissioner, nor shall any Commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject...addition, members of the Commission are subject to the requirements of Executive Order 11222 of May 8, 1965. Detailed provisions regarding outside or private...
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