SEC and Corporate Audits: Problems with independent audits

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47. lappuse - Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
215. lappuse - This Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective heirs, personal representatives, successors, and permitted assigns.
626. lappuse - Financial reporting should provide information that is useful to present and potential investors and creditors and other users in making rational investment, credit, and similar decisions.
393. lappuse - One or more officers or employees of the corporation whom the director reasonably believes to be reliable and competent in the matters presented...
769. lappuse - ... is likely to cause insolvency or substantial dissipation of assets or earnings of the bank, or is likely to otherwise seriously prejudice the interests of its depositors...
769. lappuse - ... shall forfeit and pay a civil penalty of not more than $1,000 per day for each day during which such violation continues.
393. lappuse - ... in good faith, in a manner such director believes to be in the best interests of the corporation and with such care, including reasonable inquiry, as an ordinarily prudent person in a like position would use under similar circumstances.
620. lappuse - AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 1211 Avenue of the Americas, New York NY 10036.
626. lappuse - Financial reporting should provide information to help present and potential investors and creditors and other users in assessing the amounts, timing, and uncertainty of prospective cash receipts from dividends or interest and the proceeds from the sale, redemption, or maturity of securities or loans. Since investors...
617. lappuse - ASSETS are probable future economic benefits obtained or controlled by a particular entity as a result of past transactions or events.