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" amount", when used in regard to securities, means the principal amount if relating to evidences of indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind of security. "
The Code of Federal Regulations of the United States of America - 247. lappuse
1972
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Official Gazette, 84. sējums,36-41. izdevums

Philippines - 1988 - 768 lapas
...in this regulation. Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly,...is under common control with, the person specified. Auditor's report — The term "auditor's report", when used in regard to financial statements, means...
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Decisions and Reports, 38. sējums

United States. Securities and Exchange Commission - 1960 - 996 lapas
...with respect to the financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly...Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence was...
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The Code of Federal Regulations of the United States of America

1980 - 680 lapas
...1955] § 2:10.405 Definitions of terms. Unless the context otherwise requires, all terms used in §§ 230.400 to 230.494. inclusive, or in the forms for...term "amount", when used in regard to securities, mear.s the principal amount if relating to evidences of indebtedness, the Chapter II — Securities...
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The Code of Federal Regulations of the United States of America

1967 - 740 lapas
...1955] § 230.405 Définitions of terms. Unless the context otherwise requires, all terms used in §§ 230.400 to 230.494, inclusive, or in the forms for...is under common control with, the person specified. § 230.405 (b) Amount. The term "amount", when used in regard to securities, means the principal amount...
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The Code of Federal Regulations of the United States of America

1968 - 768 lapas
...1955] § 230.405 Definitions of terms. Unless the context otherwise requires, all terms used in §§ 230.400 to 230.494, inclusive, or in the forms for...is under common control with, the person specified. § 230.405 (b) Amount. The term "amount", when used in regard to securities, means the principal amount...
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The Code of Federal Regulations of the United States of America

1977 - 958 lapas
...term». Unless the context otherwise requires, all terms used in §5 230.400 to 230.494, In elusive, or in the forms for registration have the same meanings...Intermediaries, controls, or Is controlled by, or la under common control with, the person specified. (b) Amount. The term "amount", when used In regard...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1968 - 782 lapas
...Instructions or rules, In add!tion the fol]owing terms shall have the meanings Indicated in this section unless the context otherwise requires: (a) Affiliate....under common control with, the person specified. (b) Bank holding company. Theterni “bank holding company” means a person which Is engaged, either directly...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 lapas
...instructions or rules. In addition the following terms shall have the meanings indicated in this section unless the context otherwise requires: (a) Affiliate....under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 520 lapas
...(1) Acting in concert. The term "acting in concert" shall be defined as provided in §574.2(c). (2) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (3) Amount. The term "amount", when used in regard to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 lapas
...to sections 12, 13 or 15(d) of the act, shall have the respective meanings indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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