General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1938 |
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acquired admission to dealing admitted to unlisted American depositary receipts annual reports application for registration application or report applications filed autonomous entity become effective beneficial owner broker or dealer certificates of deposit class of securities Commission confidential portion copy corporation country or Cuba curities Deceptive Devices device or contrivance directly or indirectly equity security exchange shall file Exemption From Section filed on form financial statements foreign furnished interest Interstate Commerce Act issued Item listed security listing and registration ment national securities exchange operation of section paragraph permanent registration person predecessor prior Promptly Provided provisional application proxy statement pursuant to rule pursuant to section registered partnership registration of securities registration pursuant registration statement reports under section section 12 Securities Exchange Act security exempted security registered solicitation specified suant subsidiary term manipulative thereto tion transaction unissued security unissued warrant unless unlisted trading privileges voting trust