Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 |
No grāmatas satura
1.–5. rezultāts no 100.
x. lappuse
... Securities Business of Proposals of the SEC in its Report to Congress entitled " Public Policy Implications of Investment Company Growth " . 578 National Association of Small Business Investment Companies , letter to Senator Sparkman ...
... Securities Business of Proposals of the SEC in its Report to Congress entitled " Public Policy Implications of Investment Company Growth " . 578 National Association of Small Business Investment Companies , letter to Senator Sparkman ...
28. lappuse
... securities , acquisition costs in the over - the - counter market are not as relevant for comparison purposes as are ... business in which sales charges tend to be highest - the distribution of underwritten public offerings of new issues of ...
... securities , acquisition costs in the over - the - counter market are not as relevant for comparison purposes as are ... business in which sales charges tend to be highest - the distribution of underwritten public offerings of new issues of ...
31. lappuse
... securities . Now , these figures are the obverse of what I have said . They ... business . It has been suggested that if present trends - which may in part ... securities markets . Our mail and our face - to - face contacts with investors ...
... securities . Now , these figures are the obverse of what I have said . They ... business . It has been suggested that if present trends - which may in part ... securities markets . Our mail and our face - to - face contacts with investors ...
92. lappuse
... Equity securities ( including those of closed - end investment companies ) fall into three distinct categories , each of which presents a distinctive regulatory picture of its own . These categories are : ( 1 ) securities listed and ...
... Equity securities ( including those of closed - end investment companies ) fall into three distinct categories , each of which presents a distinctive regulatory picture of its own . These categories are : ( 1 ) securities listed and ...
143. lappuse
... Company Act apply to every dealer in the securities business . In contrast , exchange minimum commission rates apply only to exchange members . A non - member is perfectly free to charge a lower rate on transactions in listed securities ...
... Company Act apply to every dealer in the securities business . In contrast , exchange minimum commission rates apply only to exchange members . A non - member is perfectly free to charge a lower rate on transactions in listed securities ...
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