Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1980 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
No grāmatas satura
1.5. rezultāts no 80.
30. lappuse
... cluding economic obligations of an ap- plicant or registrant that are recog- nized and measured in conformity with generally accepted accounting principles . Liabilities also include certain deferred credits that are not obligations ...
... cluding economic obligations of an ap- plicant or registrant that are recog- nized and measured in conformity with generally accepted accounting principles . Liabilities also include certain deferred credits that are not obligations ...
42. lappuse
... cluding nonconforming subordination agreements ) shall be filed with the Commission at least 10 days prior to the proposed execution date of the agreement or at such other time as the Commission for good cause shall accept such filing ...
... cluding nonconforming subordination agreements ) shall be filed with the Commission at least 10 days prior to the proposed execution date of the agreement or at such other time as the Commission for good cause shall accept such filing ...
57. lappuse
... cluding any modification thereof , may not extend beyond the duration of the emergency , as determined by the con- tract market ; but in no event shall a temporary emergency rule , or any modification thereof , continue , with- out ...
... cluding any modification thereof , may not extend beyond the duration of the emergency , as determined by the con- tract market ; but in no event shall a temporary emergency rule , or any modification thereof , continue , with- out ...
59. lappuse
... cluding also lots and parcels stored specially or separately or in specially leased space of the warehouse , deposi- tory or other similar entity ; ( b ) Upon call from the Commission , to report the stocks of commodities in such ...
... cluding also lots and parcels stored specially or separately or in specially leased space of the warehouse , deposi- tory or other similar entity ; ( b ) Upon call from the Commission , to report the stocks of commodities in such ...
59. lappuse
... cluding any modification thereof , may not extend beyond the duration of the emergency , as determined by the con- tract market ; but in no event shall a temporary emergency rule , or any modification thereof , continue , with- out ...
... cluding any modification thereof , may not extend beyond the duration of the emergency , as determined by the con- tract market ; but in no event shall a temporary emergency rule , or any modification thereof , continue , with- out ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
49 Stat 88 Stat accordance Adminis Administrative Law Judge adverse action amended answer applicant or registrant authority bona fide hedging briefs business days cation ceeding cluding Commis Commission's Commodity Exchange Act commodity interest commodity pool operator commodity trading advisor contract market copy deemed Director disciplinary action disciplinary committee Disclosure docu document employee ex parte communication executed filed floor broker future delivery futures commission merchant futures contract Hearing Clerk K Street knowingly causes matter ment mission modity motion net asset value notice of hearing oral Ownership Equity paragraph participants party period person petition pleadings pool's fiscal position Presiding Officer principal thereof procedures proceeding pursuant to section record regulations request respondent reviewable rule self-regulatory organization served sion specified statement suant subordination agreement Subpart subpoena tion tract market transactions trative Law Judge violation
Populāri fragmenti
119. lappuse - For the purpose of any investigation or any other proceeding under this act, any member of the Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry.
190. lappuse - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
93. lappuse - ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
177. lappuse - ... such exceptional circumstances exist as to make it desirable, in the interest of justice and with due regard to the importance of presenting the testimony of witnesses orally in open court, to allow the deposition to be used.
75. lappuse - ... person" includes an individual partnership, corporation, association, or public or private organization other than an agency; (3) "party" includes a person or agency named or admitted as a party, or properly seeking and entitled as of right to be admitted as a party, in an agency proceeding, and a person or agency admitted by an agency as a party for limited purposes; (4) "rule...
161. lappuse - ... other particular matter in which, to his knowledge, he, his spouse, minor child, partner, organization in which he Is serving as officer, director, trustee, partner or employee. or any person or organization with whom he is negotiating or has any arrangement concerning prospective employment, has a financial interest Shall be fined not more than $10,000, or imprisoned not more than two years, or both.
294. lappuse - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
103. lappuse - A special Government employee shall not use inside information obtained as a result of his Government employment for private gain for himself or another person either by direct action on his part or by counsel, recommendation, or suggestion to another person, particularly one with whom he has family, business, or financial ties. For the purpose of this section, "inside information" means information obtained under Government authority which has not become part of the body of public Information.
183. lappuse - Commission, or by any applicable statute, the day of the act, event, or default after which the designated period of time begins to run is not to be included. The last day of the period so computed is to be included, unless it is a Saturday, Sunday or...
86. lappuse - ... that it was made in the regular course of any business, and that it was the regular course of such business to make such memorandum or record at the time of such act, transaction, occurrence, or event...