Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S. 3678 and H.R. 15073 ...U.S. Government Printing Office, 1970 - 350 lappuses |
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1.–5. rezultāts no 94.
14. lappuse
... effect pending 19 any judicial review . 20 § 207. Civil penalty 22205 21 ( a ) For each willful violation of this title , the Secretary 22 may assess upon any domestic financial institution , and 23 upon any partner , director , officer ...
... effect pending 19 any judicial review . 20 § 207. Civil penalty 22205 21 ( a ) For each willful violation of this title , the Secretary 22 may assess upon any domestic financial institution , and 23 upon any partner , director , officer ...
24. lappuse
... continuing validity of any rule 21 or regulation under section 7 of the Securities Exchange Act 22 of 1934 in effect prior to the effective date of the amendment . 23 1 TITLE IV - SECURITIES TRANSACTIONS INVOLV- 2 3 24.
... continuing validity of any rule 21 or regulation under section 7 of the Securities Exchange Act 22 of 1934 in effect prior to the effective date of the amendment . 23 1 TITLE IV - SECURITIES TRANSACTIONS INVOLV- 2 3 24.
25. lappuse
... effect or cause to be effected , 19 directly or indirectly , any transaction in any domestic secu- 20 rity , if such transaction was initiated by a foreign financial 21 agency ( as defined in section 203 ( h ) of the Currency and 24 1 ...
... effect or cause to be effected , 19 directly or indirectly , any transaction in any domestic secu- 20 rity , if such transaction was initiated by a foreign financial 21 agency ( as defined in section 203 ( h ) of the Currency and 24 1 ...
27. lappuse
... effect on the 10 first day of the seventh calendar month which begins after 11 the date of enactment . 12 233 ( b ) The Secretary of the Treasury may by regulation 13 provide that any provision of title I or II or any amendment 14 made ...
... effect on the 10 first day of the seventh calendar month which begins after 11 the date of enactment . 12 233 ( b ) The Secretary of the Treasury may by regulation 13 provide that any provision of title I or II or any amendment 14 made ...
30. lappuse
... effect on our balance of payments positions . In addition , the Board's experience under its margin regulations suggests that this feature of the bill might not be workable or effective . Our staff will be glad to work with your staff ...
... effect on our balance of payments positions . In addition , the Board's experience under its margin regulations suggests that this feature of the bill might not be workable or effective . Our staff will be glad to work with your staff ...
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abroad amended American banks authority Bahamas Bernard Cornfeld bill borrowers broker-dealer brokerage Chairman checks Committee CORP corporation crime criminal currency deposit disclose disclosure dollars domestic effect Eurodollar Exchange Commission filed foreign bank accounts foreign financial agency Fund of Funds illegal interest Internal Revenue Service international transactions Investment Company investors Investors Overseas Services involved jurisdiction law enforcement legislation lender LEVAL loan margin requirements ment microfilm million monetary instruments MORGENTHAU mutual funds National Bank penalty persons provisions purchase purpose recordkeeping records registered reporting requirements ROSSIDES secrecy laws secret foreign accounts secret foreign bank Secretary Securities and Exchange Securities Exchange Act sell Senator BENNETT Senator PROXMIRE shares short selling statement Swiss bank Switzerland tax evasion taxpayers testimony tion trade U.S. banks U.S. broker U.S. citizens U.S. dollar U.S. securities United violation WILSON York Stock Exchange
Populāri fragmenti
290. lappuse - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
15. lappuse - Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or...
178. lappuse - Act, the expressed purpose of which is to require records to be maintained because they "have a high degree of usefulness in criminal, tax, and regulatory investigations and proceedings.
125. lappuse - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
125. lappuse - ... any person directly or indirectly controlling, controlled by, or under common control with, such other person...
151. lappuse - ... willfully fails to pay such estimated tax or tax, make such return or declaration, keep such records, or supply such information, at the time or times required by law or regulations...
105. lappuse - ... by the use of means and instruments of transportation and communication in interstate commerce and of the mails...
117. lappuse - The doctrine of primary jurisdiction, like the rule requiring exhaustion of administrative remedies, is concerned with promoting proper relationships between the courts and administrative agencies charged with particular regulatory duties.
208. lappuse - President to exercise the authority contained in this section to enforce orders and regulations issued under this title, that any person has engaged, is engaged, or is about to engage in any acts or practices...
203. lappuse - financial institution" means any person which does business in any one or more of the following capacities : (1) an insured bank as defined in section 3 of the Federal Deposit Insurance Act; 6* stat.