Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S. 3678 and H.R. 15073 ...U.S. Government Printing Office, 1970 - 350 lappuses |
No grāmatas satura
1.5. rezultāts no 100.
iii. lappuse
... Criminal Division___ Hamer H. Budge , Chairman , Securities and Exchange Commission , accompanied by Irving M. Pollack , Director , Division of Trading and Markets ; Stanley Sporkin , Associate Director ( Enforcement ) , Division of ...
... Criminal Division___ Hamer H. Budge , Chairman , Securities and Exchange Commission , accompanied by Irving M. Pollack , Director , Division of Trading and Markets ; Stanley Sporkin , Associate Director ( Enforcement ) , Division of ...
iv. lappuse
... Criminal Division , Department of Justice_ 147 56 , 147 59 Seymour , Whitney North Jr. , U.S. Attorney , Southern District of New York .. Shipley , Carl L__ Sporkin , Stanley , Associate Director , Enforcement , Division of Trading and ...
... Criminal Division , Department of Justice_ 147 56 , 147 59 Seymour , Whitney North Jr. , U.S. Attorney , Southern District of New York .. Shipley , Carl L__ Sporkin , Stanley , Associate Director , Enforcement , Division of Trading and ...
4. lappuse
... criminal , tax , and regulatory investigations and 9 proceedings . The Congress further finds that photocopies 10 made by banks of checks , as well as records kept by banks . 11 of the identity of persons maintaining or authorized to ...
... criminal , tax , and regulatory investigations and 9 proceedings . The Congress further finds that photocopies 10 made by banks of checks , as well as records kept by banks . 11 of the identity of persons maintaining or authorized to ...
6. lappuse
... Criminal penalty . 127. Additional criminal penalty in certain cases . 15 § 121. Congressional findings and purpose 16 ( a ) The Congress finds that adequate records main- 17 tained by businesses engaged in the functions described in ...
... Criminal penalty . 127. Additional criminal penalty in certain cases . 15 § 121. Congressional findings and purpose 16 ( a ) The Congress finds that adequate records main- 17 tained by businesses engaged in the functions described in ...
7. lappuse
... criminal , tax , or regulatory investigations or proceedings . § 122. Ownership and control The Secretary may by regulation require any type of 10 uninsured bank or uninsured institution to make such reports 11 as the Secretary may ...
... criminal , tax , or regulatory investigations or proceedings . § 122. Ownership and control The Secretary may by regulation require any type of 10 uninsured bank or uninsured institution to make such reports 11 as the Secretary may ...
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Bieži izmantoti vārdi un frāzes
abroad amended American banks authority Bahamas Bernard Cornfeld bill borrowers broker-dealer brokerage Chairman checks Committee CORP corporation crime criminal currency deposit disclose disclosure dollars domestic effect Eurodollar Exchange Commission filed foreign bank accounts foreign financial agency Fund of Funds illegal interest Internal Revenue Service international transactions Investment Company investors Investors Overseas Services involved jurisdiction law enforcement legislation lender LEVAL loan margin requirements ment microfilm million monetary instruments MORGENTHAU mutual funds National Bank penalty persons provisions purchase purpose recordkeeping records registered reporting requirements ROSSIDES secrecy laws secret foreign accounts secret foreign bank Secretary Securities and Exchange Securities Exchange Act sell Senator BENNETT Senator PROXMIRE shares short selling statement Swiss bank Switzerland tax evasion taxpayers testimony tion trade U.S. banks U.S. broker U.S. citizens U.S. dollar U.S. securities United violation WILSON York Stock Exchange
Populāri fragmenti
290. lappuse - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
15. lappuse - Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or...
178. lappuse - Act, the expressed purpose of which is to require records to be maintained because they "have a high degree of usefulness in criminal, tax, and regulatory investigations and proceedings.
125. lappuse - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
125. lappuse - ... any person directly or indirectly controlling, controlled by, or under common control with, such other person...
151. lappuse - ... willfully fails to pay such estimated tax or tax, make such return or declaration, keep such records, or supply such information, at the time or times required by law or regulations...
105. lappuse - ... by the use of means and instruments of transportation and communication in interstate commerce and of the mails...
117. lappuse - The doctrine of primary jurisdiction, like the rule requiring exhaustion of administrative remedies, is concerned with promoting proper relationships between the courts and administrative agencies charged with particular regulatory duties.
208. lappuse - President to exercise the authority contained in this section to enforce orders and regulations issued under this title, that any person has engaged, is engaged, or is about to engage in any acts or practices...
203. lappuse - financial institution" means any person which does business in any one or more of the following capacities : (1) an insured bank as defined in section 3 of the Federal Deposit Insurance Act; 6* stat.