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COMBINED HOLDINGS FOF PROP FUNDS LTD, TIT FUND, FOND ITALIA, 1os VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS FUND

OUTSTANDING

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30000000.
372 3000.
1049000.
49600CO.

0.
1456000.

8640 CO.
300 56000.

0.
7291000.
11460CO.
10860 CO.
1952000.
4904000.

999000.
8889000.
59958000.
3636000.

0.

2827000.
6044000.
28763000.
22420000.
2223000.
4814000.
18935000.
1852000.

702000.
3975000.

GNM

MER
GNM RGT

RFL
IVN
WAG
REL
IIT

FON
IIT MGL

IVN

RFL
MED IVN ROV

IIT

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ALG IIT RFL CVN

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WAG
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0.
1036000.

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0. 1500000.

0.

09/25769

PERCNT
OWNED

TOTAL
POSITION

SHARES

NAME

0.67
0.02
6.58
1.21

0.0
* 4.98

2.82
0.08
0.0
3.36
1.61
2.94
2.36
0.54
1.14
2.24

0.01
* 6.41

2.0
1.92
0.76
C.1.2
0.42
3.61
2.62
0.30
0.54
3.56
1.64
0.0
0.0
0.0

UTAH INTL 5 3/4
VALVF CARP OF AMERICA
VARO INC COM
VICTOR COMPTOMETER CORP COM
VINTAGE ENTERPRISES
VOLKSWAGEN INSURANCE
WARNER CA COM
WARNER LAMBERT PHARMACEUT CALC
WARNER LABORT INTL 4 1/2 88
WEBB DEL E CORP COM
WEAB RESOURCES INC
WELDED TUBE CO OF AMER COM
WESCO FINANCIAL CORP COM
WESTERN AIRLINES INC CAP
WESTERN MTGE INVESTORS BEN INT
WESTERN UNION TELEGRAPH CO COM
WEYERHAEUS EP CO COM
WHEFLING-PITTSBURGH STEEL CORP
WHITE SHIELD CONV DEB 6%/ 75
WHITTING TON OIL INC
WILLIAMS BROS CO COM
WOOLWORTH FW CO COM
XEROX CORP COM
XTRA INC, COM
YELLOWKNIFE BEAR MINES LTD. F GIV
ZENITH RADIO. CORP CAP
ZOECON CORP
AUTOMATION TECHNOLOGY M 327
90. ILUNO MINES

M 156
CHAPTER CO OF FLORIDA M 12%
ANCO IND SPEC PRICE
COLORANO COPP COM RESTRICTED
CCLORADO CORP 7 1/2/84
COMMONWEALTH UTD WARR.11/15/71
COMPUTER UTILITIES CORP M 42%
DEARBORN COMPUTER

M 272
E.N.N.CORP 6 1/2/79%RES, O
[.0.N. CORP

M 932
DYNASONICS CORP

M 14%
DYNASONICS CORP

M477

200000.

600.
69000.
60170.
12500.
72500.
24400.

25000
14 00001
245000.
18400.
31900.
46000.
26500.
11400.
199200

4000.
233000.
7455000.

54300.
45800.
34600.
89000.
80200.
3000.
56900.
10000.
250110.
65000
32250.
37000.
444000.
12000000
105000.

500.
37500.
750000.
600000.
41580.
87000.

0.
0.

1.0
0.0
3.62
0.0
.0.0
2.77
0.0

O

COMBINED HOLDINGS
FOF PROP FUNDS LTD, DIT FUND, FONDITALIA, IOS VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS FUND

OUTSTANDING

FUNDS HOLDING

990000.
1284000.
3320000.
4770CO.

0.

564000.
28780 CO.

0.

4 C000000.

0.
2835000.

0.

0.
4460CO.

0.

0.
2600000.
2163000.
24920CO.
836000.

MED
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GRO
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MED
IIT
SIT
ERO
IIT
IIT
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0.
6495000.
1024000.
52000.

0.
0.

4291000

09/25769

PERCNT
OWNED

TOTAL
POSITION

SHARES

NAME

6.53
3.89

1.51
. 5.00)

0.0
*14.78
* 01

0.0
*72.50

0.0
1.76
3.0

0.0
*27.60

0.0
0.0
0.62
1.37
1.81
4.19
2.0

EDUCATIONAL SCIENCES

M 50%
EL COR CHEMICAL

M15%
FINANCIAL FEDERATION CAP M 36%
FIRST NATL BK ST PETER M 10%
FLORIDA PALMAIRE 5 3/4/79
FULCRUM INDUSTRIES
GIFFEN INDUSTRIES

M 23%
GULF + WESTERN WAR.RESTRICTED
GULF + WESTERN INTL NV 6 1/2
INTELLECTRON INC.

M 262
INTERNATIONAL CONTROL M 361,
INTERNATA INC.

M 661
I VANHOE ASSOC.

CST
LEASING CONSULTANTS WARRANTS
LIBERTY EQUITIFS CONV DER 7/94
LIQUIDONICS CONV NOTE
MACRODYNE-CHATTILLON.50 AM 16
MAC ODYNE-CHATTILLON PFD M 26%
MACRODY NE-CHATTILLON COMM 26%
MARSHALL IND

M 10%
METRONIC INTL CAPITAL 51/4/89
NOTA FILMVERLEIGH GESELLSCHAFT
OMOGA EQUITIFS CORP CLAM 50%
DAWNEF COPP COM

M 141
PAWNE E CORP WARRANTS
PHILIP MORRIS 4 1/2
DOLYCAST TECHNOLOGY

M 41%
POSI-SEAL INTL COM

M 15%
POSI-SEAL INTL WARRANTS M 15%
PERFECT FILM CONV NOTES
RESORTS INTL CLASS AA
RESOURCE CONTROL INC M107
ROWAN IND SUB NOTE 48/73 M 10%
SCANFAX UNITS
STEEL CREST HOMES

M 436
SUNSET IND RESTRICTED
TEXAS INTL PETROLEUM M 503
U.S.TREASURY NOTES 7 3/4/71 WI
WASHINGTON SCIENTIFIC A
CALL CALLAHAN MINING EXP12/2/6

64000.
500 GO.
50000.

23850.
1000020.

33333.
230570.

2000.
29 C00000.

3300.
59000.

25000.
1500000.

123077.
4000000.
10000000.

16000.
300C.
45000.
35000.
100000.
6500000.

75000.
92400.
11 480.
860000.
60000.
90020.

90009.
2000000,
268000.

20000.
1500000.

160.
65000C.

45609.
400000.
500000.
65000.

50.

1.15

9.02
*22.08

0.0
0.0
1.90
0.0.
C.
0.0
3.91
0.0
0.0
0.0
0.0
0.0
0.0
6.63
0.0

.
0.

0.
512000.

0.
0.
0.
0.
0.

0.
980000.

0. 1

PERCNT OWNED

TOTAL POSITION

OUTSTANDING

SHARES

NAME

FUNDS HOLDING

09/25/69

COMBINED HOLDINGS
FOF PROP FUNDS LTD, TIT FUND, FONDITALIA, 10S VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS.FUND

0.0 0.0

CALL CALLAHAN MINING 12122769
CALL CALLAHAN MINING 1/2/ 70

8.
6.

0.
0.

IVN
IVN

FOREIGN BANK SECRECY

TUESDAY, JUNE 9, 1970

U.S. SENATE,
COMMITTEE ON BANKING AND CURRENCY,
SUBCOMMITTEE ON FINANCIAL INSTITUTIONS,

Washington, D.C. The subcommittee met, pursuant to adjournment, in room 5302, New Senate Office Building, Senator William Proxmire (chairman of the subcommittee) presiding.

Present: Senators Proxmire and Bennett.

Senator BENNETT. Ladies and gentlemen, Senator Proxmire, who is chairman of the subcommittee is appearing as a witness before another committee in the Senate, and therefore he has asked that I start the hearings. Our first witness today is the Honorable Eugene T. Rossides, Assistant Secretary of the Treasury for Enforcement and Operations.

Mr. Secretary, if you will identify the people who are with you at the head table, and then you may proceed as you please. STATEMENT OF EUGENE T. ROSSIDES, ASSISTANT SECRETARY FOR ENFORCEMENT AND OPERATIONS, DEPARTMENT OF THE TREASURY; ACCOMPANIED BY ROBERT COLE, SPECIAL ASSISTANT FOR INTERNATIONAL TAX AFFAIRS; WILLIAM L. DICKEY, DEPUTY ASSISTANT SECRETARY; MICHAEL BRADFIELD, ASSISTANT GENERAL COUNSEL; BERNARD MEEHAN, SPECIAL ASSISTANT, COMPLIANCE STAFF, INTERNAL REVENUE SERVICE; AND ROBERT ROSTHAL, DEPUTY CHIEF, GOVERNMENT OPERATIONS SECTION, DEPARTMENT OF JUSTICE Mr. Rossides. Thank you very much, Mr. Chairman.

With great pleasure I introduce on my right Mr. Robert Cole, who is in charge of the International Tax legislative staff at the Treasury and who has been our executive secretary on the Treasury Task Force on Bank Secrecy.

On my left is Mr. Ira Tannenbaum, attorney in our Tax Legislative staff and secretary of our Treasury Task Force.

Also accompanying me is my deputy, Mr. William Dickey.

On the far right is Mr. Bernie Meehan, special assistant on the Compliance Staff of the Internal Revenue Service. And on my far right is Mr. Robert Rosthal, deputy chief of the Government Operations section of the Department of Justice who has been working closely with us. Waiting right behind me is Michael Brodfield, Assistant General Counsel, Department of Treasury.

(147)

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