Official Gazette, 97. sējums,1. izdevums

Pirmais vāks
National Print. Office., 2001
 

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250. lappuse - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
206. lappuse - It shall be unlawful for any person to make any untrue statement of a material fact or omit to state any material fact...
260. lappuse - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
256. lappuse - It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
245. lappuse - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
251. lappuse - Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
255. lappuse - It shall be unlawful for any member, officer, or employee of the Commission to...
258. lappuse - ... shall have made or engaged in the performance of any such contract, and (2) as regards the rights of any person who, not being a party to such contract, shall have acquired any right thereunder with actual knowledge of the facts by reason of which the making or performance of such contract was in violation of any such provision, rule, regulation, or order.
250. lappuse - Any person who offers or sells a security in violation of section 5, or-(2) offers or sells a security ... by use of any means or instruments of transportation or communication in interstate commerce or of the mails, by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading...
193. lappuse - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...

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