 It shall be unlawful for a specialist or an official of the exchange to disclose information in regard to orders placed with such specialist which is not available to all members of the exchange, to any person other than an official of the exchange, a...  Investor Protection: Hearings Before a Subcommittee of the Committee on ...autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1964 - 1418 lapasFragmentu skats - Par šo grāmatu
 | United States - 1938 - 48 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States. Securities and Exchange Commission - 1956 - 900 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States - 1953 - 1692 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be ot to substantially lessen competition. Nor shall...lines so located as to become feeders to the main but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States - 1955 - 54 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist^ but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...an odd-lot dealer if i IIP rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist; but the Commission shall have power In require disclosure to all members of the exchange of all orders... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States - 1959 - 324 lapas
...to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchangee to disclose information in regard to orders placed...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 lapas
...an odd-lot dealer if the rules of the exchange permit him to act as an odd-lot dealer. It shall be unlawful for a specialist or an official of the exchange...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 lapas
...an official of the exchange to disclose information in regard to orders placed with sucli specinlist which is not available to all members of the exchange,...specialist who may be acting for such specialist; but the Commission shall have power to require disclosure to all members of the exchange of all orders... | |
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