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" ... to solicit or to permit the use of his name to solicit any proxy or consent or authorization in respect of any security (other than an exempted security) registered pursuant to section 12 of this title. "
Investor Protection: Hearings Before a Subcommittee of the Committee on ...
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1964 - 1418 lapas
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Decisions and Reports, 31. sējums

United States. Securities and Exchange Commission - 1956 - 926 lapas
...provisions and rules, as applicable to. registrant, In to make unlawful the use of the malls or any means or instrumentality of interstate commerce, or of any facility of a national securities exchange, by any broker or dealer, or other person, In order to effect a purchase or sale of a security where...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 lapas
...of its securities from a national exchange by the exchange or by the Commission. PROXIES Sax 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...us see what page it is. Mr. PECORA. Page 37 of the printed bill, HK 8720. Mr. UNTEBMYER (reading) : It shall be unlawful for any person, by the use of the malls, to permit the use of his name to solicit any proxy or consent or authorization with respect...
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Hearings, Reports and Prints of the Senate Committee on ..., 13-14. daļas

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 604 lapas
...section 13 of the bill, under the caption " Proxies ", and reads as follows : PROXIES SEO. 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...opportunity for a hearing, may remove any of its securities from a national securities exchange. SEC. 13. (a) It shall be unlawful for any person, by the use of the mails or of any means or instrumentality of interstate commerce or of any facility of any national securities...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 lapas
...of proxies is necessary, we believe the section •iioold be amended so as to rend : "Sue. 12. (a) It shall be unlawful for any person, by the use of the mails »t by any means or instrumentality of interstate commerce or of any facility f any national securities...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...hearing, may remove any of its securities from a national securities exchange. PROXIES SEC. 13. (a) It shall be unlawful for any person, by the use of the malls or of any means or instrumentality of interstate commerce or of any facility of any national...
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Report on the Study and Investigation of the Work, Activities ..., 6-8. sējumi

United States. Securities and Exchange Commission - 1936 - 1320 lapas
...consent or authorization solicited is traded on a national securities exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...comparable character as it may deem applicable to such class or classes of issuers. PROXIES SEO. 14. (a) It shall be unlawful for any person, by the use of...instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...applicable to such class or classes of issuers. SECURITIES AND EXCHANGE COMMISSION Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of...instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit...
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