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" Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - 132. lappuse
autors: United States - 1997 - 720 lapas
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 lapas
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 lapas
...proceeding before the Commission with respect to registration, any statement which was at the tune and in the light of the circumstances under which...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be...
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Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 lapas
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or (B) has been convicted within ten years preceding the filing of any such application or at any time...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 232 lapas
...pursuant toany provisions of this Act, or any rule, regulation or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Legislative Calendar, 53. sējums,2. daļa

United States. Congress. Senate. Committee on Finance - 1939 - 1104 lapas
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 lapas
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or ... (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this...
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Decisions and Reports, 16. sējums

United States. Securities and Exchange Commission - 1950 - 856 lapas
...application for registration pursuant to this subsection or in any document supplemental thereto . . . any statement which was at the time and in the light...misleading with respect to any material fact; ... or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title,...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...pursuant to any provisions of this Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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