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100TH CONGRESS

2d Session

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COMMITTEE PRINT

COMMITTEE PRINT 100-S

lluited States

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COMPILATION OF SECURITIES LAWS
WITHIN THE JURISDICTION OF THE
COMMITTEE ON ENERGY

AND COMMERCE

INCLUDING

SECURITIES ACT OF 1933
SECURITIES EXCHANGE ACT OF 1934
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

TRUST INDENTURE ACT OF 1939
INVESTMENT COMPANY ACT OF 1940

INVESTMENT ADVISERS ACT OF 1940
SECURITIES INVESTOR PROTECTION ACT OF 1970

FEBRUARY 1988

Printed for the use of the
House Committee on Energy and Commerce

U.S. GOVERNMENT PRINTING OFFICE

80-258

WASHINGTON : 1988

For sale by the Superintendent of Documents, Congressional Sales Office

U.S. Government Printing Office, Washington, DC 20402

COMMITTEE ON ENERGY AND COMMERCE

JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York

NORMAN F. LENT, New York HENRY A. WAXMAN, California

EDWARD R. MADIGAN, Illinois PHILIP R. SHARP, Indiana

CARLOS J. MOORHEAD, California JAMES J. FLORIO, New Jersey

MATTHEW J. RINALDO, New Jersey EDWARD J. MARKEY, Massachusetts WILLIAM E. DANNEMEYER, California THOMAS A. LUKEN, Ohio

BOB WHITTAKER, Kansas DOUG WALGREN, Pennsylvania

THOMAS J. TAUKE, Iowa AL SWIFT, Washington

DON RITTER, Pennsylvania MICKEY LELAND, Texas

DAN COATS, Indiana CARDISS COLLINS, Illinois

THOMAS J. BLILEY, JR., Virginia MIKE SYNAR, Oklahoma

JACK FIELDS, Texas W.J. "BILLY" TAUZIN, Louisiana

MICHAEL G. OXLEY, Ohio RON WYDEN, Oregon

HOWARD C. NIELSON, Utah RALPH M. HALL, Texas

MICHAEL BILIRAKIS, Florida DENNIS E. ECKART, Ohio

DAN SCHAEFER, Colorado WAYNE DOWDY, Mississippi

JOE BARTON, Texas
BILL RICHARDSON, New Mexico

SONNY CALLAHAN, Alabama
JIM SLATTERY, Kansas
GERRY SIKORSKI, Minnesota
JOHN BRYANT, Texas
JIM BATES, California
RICK BOUCHER, Virginia
JIM COOPER, Tennessee
TERRY L. BRUCE, Mlinois

WM. MICHAEL KITZMILLER, Staff Director
PAUL C. SMITH, Minority Counsel/Staff Director

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