Whenever the Commission, on its own motion or upon application, finds that a registered investment company has ceased to be an investment company, it shall so declare by order and upon the taking effect of such order the registration of such company shall... Decisions and Reports - 838. lappuseautors: United States. Securities and Exchange Commission - 1940Pilnskats - Par šo grāmatu
| United States - 1938 - 140 lapas
...application, finds that a registered holding company has ceased to be a holding company, it fihall so declare by order and upon the taking effect of...the protection of investors, cease to be in effect. The denial of any such application by the Commission shall be by order. UNLAWFUL SECURITT TRANSACTIONS... | |
| United States. Securities and Exchange Commission - 1955 - 920 lapas
...holding company has ceased to be a holding company, It shall so declare by order and upon the talcing effect of such order the registration of such company...the protection of investors, cease to be In effect. The denial of any such application by the Commission shall be by order." IN THE MATTER OF LAWRENCE... | |
| United States. Securities and Exchange Commission - 1941 - 1192 lapas
...Commission, upon application, finds that a registered holding company has ceased to be a holding company, It shall so declare by order and upon the taking effect...such company shall, upon such terms and conditions a* the Commission finds and in such order prescribes as necessary for the protection of Investors,... | |
| United States. Securities and Exchange Commission - 1958 - 1232 lapas
...stock to be received in exchange for 1 share of old company has ceased to be an Investment company, It shall so declare by order and upon the taking effect...such order the registration of such company shall cease to be In effect." •This action was taken to eliminate the possibility of manipulation of the... | |
| United States. Securities and Exchange Commission - 1953 - 824 lapas
...upon application, finds that a registered Investment company has ceased to be an Investment company, It shall so declare by order and upon the taking effect...such order the registration of such company shall cease to be In effect. If necessary for the protection of investors, an order under this subsection... | |
| United States. Securities and Exchange Commission - 1947 - 1062 lapas
...finds that a ror-'tered investment company hag ceased to be an investment company, it shall so dedsn by order and upon the taking effect of such order the registration of such compscr shall cease to be in effect. // necessary for the protection of investors, an order wit* tlii*... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...upon application, finds that a registered investment company has ceased to be an investment company, it shall so declare by order and upon the taking effect...such order the registration of such company shall cease to be in effect. If necessary for the protection of investors, an order under this subsection... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...upon application, finds that a registered investment company has ceased to be an investment company, it shall so declare by order and upon the taking effect of such order the registralion of such company shall, upon such terms and conditions as the Commission Suds and in such... | |
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