Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., 4. sējumsU.S. Government Printing Office, 1995 - 657 lappuses |
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1.–5. rezultāts no 99.
19. lappuse
... subsection ( a ) . A pro permitted under this subsection shall , except to the ext Commission by rules or regulations deemed necessary or priate in the public interest or for the protection of investor wise provides , be filed as part ...
... subsection ( a ) . A pro permitted under this subsection shall , except to the ext Commission by rules or regulations deemed necessary or priate in the public interest or for the protection of investor wise provides , be filed as part ...
95. lappuse
... subsection the term " class " sh include all securities of an issuer which are of substantially sim character and the holders of which enjoy substantially sim rights and privileges . The Commission may for the purpose of t subsection ...
... subsection the term " class " sh include all securities of an issuer which are of substantially sim character and the holders of which enjoy substantially sim rights and privileges . The Commission may for the purpose of t subsection ...
97. lappuse
... subsection unless such order has been stayed , mo fied , or set aside as provided in paragraph ( 5 ) of this s section or has ceased to be effective upon direction of the Pre dent as provided in paragraph ( 3 ) . ( 5 ) LIMITATIONS ON ...
... subsection unless such order has been stayed , mo fied , or set aside as provided in paragraph ( 5 ) of this s section or has ceased to be effective upon direction of the Pre dent as provided in paragraph ( 3 ) . ( 5 ) LIMITATIONS ON ...
101. lappuse
... subsection , any p centage of a class of any security , such class shall be deemed consist of the amount of the outstanding securities of such cla exclusive of any securities of such class held by or for the accou of the issuer or a ...
... subsection , any p centage of a class of any security , such class shall be deemed consist of the amount of the outstanding securities of such cla exclusive of any securities of such class held by or for the accou of the issuer or a ...
104. lappuse
... subsection or the rules thereunder . ( 3 ) The Commission shall make available to the public for a reasonable fee a list of all equity securities of a class described in section 13 ( d ) ( 1 ) of this title , updated no less frequently ...
... subsection or the rules thereunder . ( 3 ) The Commission shall make available to the public for a reasonable fee a list of all equity securities of a class described in section 13 ( d ) ( 1 ) of this title , updated no less frequently ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation